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Investment Adviser Firm Summary

BAM ADVISOR SERVICES, LLC (CRD# 143319 / SEC# 801-67641)
Alternate Names: BAM ADVISOR SERVICES, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/01/2007

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/26/2007
Alaska 03/02/2007
Arizona 02/01/2007
Arkansas 03/14/2007
California 02/01/2007
Colorado 02/01/2007
Connecticut 02/01/2007
Delaware 03/20/2007
District of Columbia 02/01/2007
Florida 03/01/2007
Georgia 02/01/2007
Hawaii 02/01/2007
Idaho 02/01/2007
Illinois 03/07/2007
Indiana 02/01/2007
Iowa 03/14/2007
Kansas 02/01/2007
Kentucky 02/01/2007
Louisiana 02/01/2007
Maine 02/01/2007
Maryland 02/01/2007
Massachusetts 02/01/2007
Michigan 02/01/2007
Minnesota 02/01/2007
Mississippi 02/01/2007
Missouri 02/01/2007
Montana 02/01/2007
Nebraska 02/01/2007
Nevada 02/01/2007
New Hampshire 02/01/2007
New Jersey 03/15/2007
New Mexico 02/01/2007
New York 02/01/2007
North Carolina 02/01/2007
North Dakota 02/01/2007
Ohio 02/01/2007
Oklahoma 02/01/2007
Oregon 02/01/2007
Pennsylvania 02/01/2007
Puerto Rico 02/01/2007
Rhode Island 02/01/2007
South Carolina 02/01/2007
South Dakota 03/14/2007
Tennessee 03/01/2007
Texas 03/10/2007
Utah 02/01/2007
Vermont 02/01/2007
Virginia 02/01/2007
Washington 02/01/2007
West Virginia 02/01/2007
Wisconsin 02/01/2007

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser