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Investment Adviser Firm Summary

APOLLO CAPITAL MANAGEMENT, L.P. (CRD# 143161 / SEC# 801-67592)
Alternate Names: ACE CREDIT MANAGEMENT, LLC (RELYING ADVISER) , ACF EUROPE MANAGEMENT, LLC (RELYING ADVISER) , AGM INDIA ADVISORS PRIVATE LIMITED (RELYING ADVISER) , AION CAPITAL MANAGEMENT LIMITED (RELYING ADVISER) , AION INDIA INVESTMENT ADVISORS PRIVATE LIMITED (RELYING ADVISER) , APOLLO A-N CREDIT MANAGEMENT, LLC (RELYING ADVISER) , APOLLO ACCORD MANAGEMENT II, LLC (RELYING ADVISER) , APOLLO ACCORD MANAGEMENT, LLC (RELYING ADVISER) , APOLLO ADVISORS (MAURITIUS) LTD (RELYING ADVISER) , APOLLO ALTERNATIVE CREDIT ABSOLUTE RETURN MANAGEMENT LLC (RELYING ADVISER) , APOLLO ALTERNATIVE CREDIT LONG SHORT MANAGEMENT LLC (RELYING ADVISER) , APOLLO APC MANAGEMENT, L.P. (RELYING ADVISER) , APOLLO ARROWHEAD MANAGEMENT, LLC (RELYING ADVISER) , APOLLO ASIA MANAGEMENT, L.P. (RELYING ADVISER) , APOLLO ASSET MANAGEMENT EUROPE LLP (RELYING ADVISER) , APOLLO ASSET MANAGEMENT EUROPE PC LLP (RELYING ADVISER) , APOLLO ATLAS MANAGEMENT, LLC (RELYING ADVISER) , APOLLO BELENOS MANAGEMENT LLC (RELYING ADVISER) , APOLLO BSL MANAGEMENT, LLC (RELYING ADVISER) , APOLLO CAPITAL MANAGEMENT, L.P. , APOLLO CENTRE STREET MANAGEMENT, LLC (RELYING ADVISER) , APOLLO CO-INVESTMENT CAPITAL MANAGEMENT, LLC (RELYING ADVISER) , APOLLO CREDIT INCOME MANAGEMENT LLC (RELYING ADVISER) , APOLLO CREDIT LIQUIDITY MANAGEMENT, L.P. (RELYING ADVISER) , APOLLO CREDIT MANAGEMENT (CLO), LLC (RELYING ADVISER) , APOLLO CREDIT MANAGEMENT (SENIOR LOANS) II, LLC (RELYING ADVISER) , APOLLO CREDIT MANAGEMENT (SENIOR LOANS), LLC (RELYING ADVISER) , APOLLO CREDIT OPPORTUNITY MANAGEMENT III, LLC (RELYING ADVISER) , APOLLO CREDIT OPPORTUNITY MANAGEMENT, LLC (RELYING ADVISER) , APOLLO CREDIT SHORT OPPORTUNITIES MANAGEMENT, LLC (RELYING ADVISER) , APOLLO DELOS INVESTMENTS MANAGEMENT, LLC (RELYING ADVISER) , APOLLO EMERGING MARKETS DEBT MANAGEMENT LLC (RELYING ADVISER) , APOLLO EMERGING MARKETS FIXED INCOME STRATEGIES MANAGEMENT, LLC (RELYING ADVISER) , APOLLO EMERGING MARKETS, LLC (RELYING ADVISER) , APOLLO ENERGY OPPORTUNITY MANAGEMENT LLC (RELYING ADVISER) , APOLLO ENERGY YIELD MANAGEMENT LLC (RELYING ADVISER) , APOLLO EPF MANAGEMENT II, L.P. (RELYING ADVISER) , APOLLO EPF MANAGEMENT III, LLC (RELYING ADVISER) , APOLLO EPF MANAGEMENT, L.P. (RELYING ADVISER) , APOLLO EUROPE MANAGEMENT III, LLC (RELYING ADVISER) , APOLLO EUROPE MANAGEMENT, L.P. (RELYING ADVISER) , APOLLO EUROPEAN CREDIT MANAGEMENT, L.P. (RELYING ADVISER) , APOLLO EUROPEAN LONG SHORT MANAGEMENT, LLC (RELYING ADVISER) , APOLLO EUROPEAN SENIOR DEBT MANAGEMENT, LLC (RELYING ADVISER) , APOLLO EUROPEAN STRATEGIC MANAGEMENT, L.P. (RELYING ADVISER) , APOLLO FRANKLIN MANAGEMENT, LLC (RELYING ADVISER) , APOLLO HERCULES MANAGEMENT, LLC (RELYING ADVISER) , APOLLO HK TMS INVESTMENT HOLDINGS MANAGEMENT, LLC (RELYING ADVISER) , APOLLO HYBRID VALUE MANAGEMENT, L.P. (RELYING ADVISER) , APOLLO INCUBATOR MANAGEMENT, LLC (RELYING ADVISER) , APOLLO INDIA CREDIT OPPORTUNITY MANAGEMENT, LLC (RELYING ADVISER) , APOLLO INTERNATIONAL MANAGEMENT (CANADA) ULC (RELYING ADVISER) , APOLLO INTERNATIONAL MANAGEMENT, L.P. (RELYING ADVISER) , APOLLO INVESTMENT MANAGEMENT EUROPE LLP (RELYING ADVISER) , APOLLO KINGS ALLEY CREDIT FUND MANAGEMENT, LLC (RELYING ADVISER) , APOLLO KP MANAGEMENT, LLC (RELYING ADVISER) , APOLLO KVG MANAGEMENT, LLC (RELYING ADVISER) , APOLLO LINCOLN FIXED INCOME MANAGEMENT, LLC (RELYING ADVISER) , APOLLO LINCOLN PRIVATE CREDIT MANAGEMENT, LLC (RELYING ADVISER) , APOLLO LONGEVITY, LLC (RELYING ADVISER) , APOLLO MANAGEMENT ADVISORS ESPANA SLU (RELYING ADVISER) , APOLLO MANAGEMENT ADVISORS GMBH (RELYING ADVISER) , APOLLO MANAGEMENT INTERNATIONAL LLP (RELYING ADVISER) , APOLLO MANAGEMENT SINGAPORE PTE LTD. (RELYING ADVISER) , APOLLO MOULTRIE CREDIT FUND MANAGEMENT, LLC (RELYING ADVISER) , APOLLO OASIS MANAGEMENT, LLC (RELYING ADVISER) , APOLLO PALMETTO ATHENE MANAGEMENT, LLC (RELYING ADVISER) , APOLLO RRI MANAGEMENT LLC (RELYING ADVISER) , APOLLO SA MANAGEMENT, LLC (RELYING ADVISER) , APOLLO SK STRATEGIC MANAGEMENT, LLC (RELYING ADVISER) , APOLLO SPN MANAGEMENT, LLC (RELYING ADVISER)...

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/13/2007

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
New York 03/27/2008
North Carolina 01/07/2013

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser