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Investment Adviser Firm Summary

PACIFIC FINANCIAL GROUP,LLC (CRD# 143041 / SEC# 801-68318)
Alternate Names: PACIFIC FINANCIAL GROUP, LLC , PACIFIC FINANCIAL GROUP,LLC , THE ELEMENTS FINANCIAL GROUP, LLC , THE ELEMENTS GROUP , THE ELEMENTS GROUP INVESTMENT ADVISORY, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/27/2007

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 02/05/2009
California 09/27/2007
Colorado 12/16/2016
Florida 12/16/2016
Georgia 12/16/2016
Hawaii 12/16/2016
Illinois 10/05/2010
Iowa 12/16/2016
Kentucky 12/16/2016
Louisiana 01/05/2016
Massachusetts 12/16/2016
Nebraska 11/10/2010
New Jersey 01/05/2016
North Carolina 12/16/2016
Ohio 01/05/2016
Oregon 12/16/2016
Pennsylvania 12/16/2016
South Dakota 12/16/2016
Texas 02/05/2009
Utah 12/16/2016
Virginia 12/16/2016
Washington 05/07/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser