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Investment Adviser Firm Summary

BB&T SECURITIES, LLC (CRD# 142785 / SEC# 8-67486, 801-77145)
Alternate Names: BB&T CAPITAL MARKETS, A DIVISION OF BB&T SECURITIES , BB&T CAPITAL MARKETS, A DIVISION OF BB&T SECURITIES, LLC , BB&T CAPITAL MARKETS/WINDSOR GROUP, A DIVISION OF BB&T SECURITIES, LLC , BB&T INVESTMENTS , BB&T INVESTMENTS - A DIVISION OF BB&T SECURITIES, LLC , BB&T SCOTT & STRINGFELLOW, A DIVISION OF BB&T SECURITIES , BB&T SCOTT & STRINGFELLOW, A DIVISION OF BB&T SECURITIES, LLC , BB&T SECURITIES, LLC , CLEARVIEW CORRESPONDENT SERVICES, LLC , STERLING ADVISORS, A DIVISION OF BB&T SECURITIES, LLC

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/24/2012

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 09/24/2012
Alaska 09/24/2012
Arizona 09/24/2012
Arkansas 09/24/2012
California 09/24/2012
Colorado 09/24/2012
Connecticut 09/24/2012
Delaware 09/24/2012
District of Columbia 09/24/2012
Florida 09/24/2012
Georgia 09/24/2012
Hawaii 09/24/2012
Idaho 09/24/2012
Illinois 09/24/2012
Indiana 09/24/2012
Iowa 09/24/2012
Kansas 09/24/2012
Kentucky 09/24/2012
Louisiana 09/24/2012
Maine 09/24/2012
Maryland 09/24/2012
Massachusetts 09/24/2012
Michigan 09/24/2012
Minnesota 09/24/2012
Mississippi 09/24/2012
Missouri 09/24/2012
Montana 09/24/2012
Nebraska 09/24/2012
Nevada 09/24/2012
New Hampshire 09/24/2012
New Jersey 09/27/2012
New Mexico 09/24/2012
New York 09/24/2012
North Carolina 09/24/2012
North Dakota 09/24/2012
Ohio 09/24/2012
Oklahoma 09/24/2012
Oregon 09/24/2012
Pennsylvania 09/24/2012
Puerto Rico 09/24/2012
Rhode Island 09/24/2012
South Carolina 09/24/2012
South Dakota 09/24/2012
Tennessee 09/24/2012
Texas 09/24/2012
Utah 09/24/2012
Vermont 09/24/2012
Virgin Islands 09/24/2012
Virginia 09/24/2012
Washington 09/24/2012
West Virginia 09/24/2012
Wisconsin 09/24/2012
Wyoming 08/28/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser