PEIRCE CAPITAL MANAGEMENT, LLC
(CRD# 142654 / SEC# 801-100442)
OPTIMUM CAPITAL MANAGEMENT , PEIRCE CAPITAL MANAGEMENT , PEIRCE CAPITAL MANAGEMENT, LLC , PEIRCE, WESLEY MICHAEL , WESLEY MICHAEL PEIRCE
The adviser's REGISTRATION status is listed below.
|SEC / JURISDICTION
||Failure to Renew
Investment adviser firms registered with the SEC may be required to provide to state
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filed with the SEC. These filings are called "notice filings". Below are
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EXEMPT REPORTING ADVISERS
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because
they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules.
Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations.
An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete.
Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV.
Below are the regulators with which an ERA report is filed.
Not Currently an Exempt Reporting Adviser