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Investment Adviser Firm Summary

ASHFIELD CAPITAL PARTNERS, LLC (CRD# 142580 / SEC# 801-67426)
Alternate Names: ASHFIELD CAPITAL PARTNERS , ASHFIELD CAPITAL PARTNERS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/04/2007

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 02/09/2007
California 01/04/2007
Colorado 02/09/2007
Connecticut 02/09/2007
Florida 02/12/2007
Idaho 02/09/2007
Illinois 03/05/2007
Maryland 02/09/2007
Massachusetts 02/09/2007
Montana 02/09/2007
Nevada 02/09/2007
New Jersey 02/23/2007
New York 02/09/2007
Ohio 02/09/2007
Oregon 02/09/2007
South Carolina 03/29/2018
Texas 02/09/2007
Utah 02/09/2007
Virginia 02/09/2007
Washington 02/09/2007
Wyoming 12/11/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser