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Investment Adviser Firm Summary

PICTET NORTH AMERICA ADVISORS SA (CRD# 142512 / SEC# 801-67491)
Alternate Names: PICTET NORTH AMERICA ADVISORS SA

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/13/2007

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 07/01/2010
California 07/01/2010
Colorado 11/29/2017
Connecticut 07/01/2010
Delaware 03/31/2011
District of Columbia 12/15/2014
Florida 07/02/2010
Georgia 07/01/2010
Illinois 07/12/2010
Indiana 11/29/2017
Louisiana 07/01/2010
Maryland 03/31/2011
Massachusetts 07/01/2010
Michigan 07/01/2010
Missouri 11/29/2017
Nebraska 07/01/2010
Nevada 07/01/2010
New Hampshire 07/01/2010
New Jersey 07/28/2010
New Mexico 12/16/2013
New York 07/01/2010
North Carolina 11/29/2017
Ohio 07/01/2010
Oklahoma 12/15/2014
Oregon 03/31/2011
Pennsylvania 07/01/2010
Texas 07/01/2010
Virginia 07/01/2010
Washington 12/15/2014

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser