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Investment Adviser Firm Summary

MERIT FINANCIAL GROUP, LLC (CRD# 142457 / SEC# 801-67462)
Alternate Names: ALLEGIANCE ADVANTAGE GROUP , ALLEGIANCE FINANCIAL STRATEGIES GROUP , ALLEGIANCE RETIREMENT SOLUTIONS , BLUHAWK WEALTH MANAGEMENT , BOTSFORD FINANCIAL , BOTSFORD FINANCIAL GROUP , CONSILIUM ASSOCIATES , CPA RETIREMENT NETWORK , FINANCIAL DEVELOPMENT SYSTEMS, LLC , KING FINANCIAL PARTNERS , MERIT 401(K) MAXIMIZER , MERIT ADVISOR SERVICES , MERIT FINANCIAL ADVISORS , MERIT FINANCIAL ADVISORS LLC , MERIT FINANCIAL GROUP, LLC , MERIT FINANCIAL INC , SHARP ADVISORS , SIMPLIFIED FINANCIAL , THE MERIT RETIREMENT ADVANTAGE , WEALTH REALM , WORKSITE FINANCIAL WELLNESS

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/31/2007

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 02/06/2007
Arizona 10/27/2017
Arkansas 06/30/2017
California 08/12/2014
Colorado 01/02/2018
Florida 01/31/2007
Georgia 01/31/2007
Kentucky 03/30/2015
Louisiana 01/31/2007
Mississippi 01/11/2017
New Jersey 02/01/2017
New York 01/02/2018
North Carolina 01/31/2007
Ohio 01/02/2018
Pennsylvania 06/30/2017
South Carolina 12/06/2010
Tennessee 01/31/2007
Texas 01/31/2007
Virginia 08/12/2014

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser