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Investment Adviser Firm Summary

ADVOCACY WEALTH MANAGEMENT, LLC (CRD# 141943 / SEC# 801-77677)
Alternate Names: ADVOCACY WEALTH MANAGEMENT SERVICES, LLC , ADVOCACY WEALTH MANAGEMENT, LLC , GREY INVESTMENT ADVISORS

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/01/2013
Alabama Terminated 03/04/2013
Arkansas Terminated 12/31/2012
Georgia Terminated 03/04/2013
Louisiana Terminated 03/11/2013
Mississippi Terminated 04/23/2013
New York Terminated 12/31/2012
Pennsylvania Terminated 03/06/2013
South Carolina Terminated 03/04/2013
South Dakota Terminated 03/04/2013
Tennessee Terminated 04/03/2013
Texas Terminated 12/31/2012
West Virginia Terminated 03/12/2013
Wisconsin Terminated 03/01/2013

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/01/2013
Arizona 05/29/2013
Arkansas 03/01/2013
California 01/20/2016
Connecticut 03/01/2013
Delaware 01/29/2015
Florida 03/01/2013
Georgia 03/01/2013
Hawaii 03/01/2013
Kentucky 01/03/2017
Louisiana 03/01/2013
Massachusetts 06/12/2013
Minnesota 01/02/2018
Mississippi 03/01/2013
Missouri 06/15/2018
New York 03/01/2013
North Carolina 03/01/2013
Ohio 03/20/2013
Pennsylvania 03/01/2013
South Carolina 03/01/2013
South Dakota 03/01/2013
Tennessee 03/01/2013
Texas 03/19/2013
Utah 09/22/2016
Vermont 05/06/2014
Virginia 05/13/2013
West Virginia 03/01/2013
Wisconsin 03/01/2013

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser