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Investment Adviser Firm Summary

MARKOWSKI INVESTMENTS (CRD# 141883 / SEC# 801-67238)
Alternate Names: MARKOWSKI INVESTMENTS

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/13/2007
California Cancelled 03/19/2007

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 11/05/2014
Alaska 12/10/2008
Arizona 01/27/2014
Arkansas 06/11/2010
California 03/19/2007
Colorado 12/10/2008
Connecticut 12/10/2008
Florida 03/20/2007
Georgia 12/10/2008
Hawaii 06/11/2010
Idaho 11/05/2014
Illinois 01/27/2009
Indiana 12/10/2008
Iowa 12/11/2008
Kansas 04/06/2017
Kentucky 12/10/2008
Louisiana 04/06/2017
Maine 06/11/2010
Maryland 06/11/2010
Massachusetts 04/06/2017
Michigan 12/10/2008
Minnesota 12/10/2008
Mississippi 12/10/2008
Missouri 12/10/2008
Montana 04/06/2017
Nevada 06/11/2010
New Hampshire 11/05/2014
New Jersey 06/30/2010
New Mexico 12/10/2008
New York 12/10/2008
North Carolina 06/11/2010
Ohio 12/10/2008
Oklahoma 04/06/2017
Oregon 12/10/2008
Pennsylvania 12/10/2008
South Carolina 06/11/2010
South Dakota 11/05/2014
Tennessee 12/11/2008
Texas 03/19/2007
Utah 11/05/2014
Virginia 06/11/2010
Washington 11/05/2014
West Virginia 06/11/2010
Wisconsin 12/10/2008

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser