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Investment Adviser Firm Summary

STRATEGIC FINANCIAL CONCEPTS, LLC (CRD# 141849 / SEC# 801-67243)
Alternate Names: ASSET PLANNING & CONSULTING LLC , BB&A FINANCIAL GROUP , BENEFIT PLANNING GROUP , BUBELA WEALTH MANAGEMENT , BURNET ASSET MANAGEMENT , CAPITAL RETIREMENT PLANNING GROUP , CHRISTENSEN FINANCIAL SERVICES, INC. , CONCHO INVESTMENT ADVISORS , CORPORATE FINANCIAL STRATEGIES, LLC , JEFFERY L. SOLINSKY WEALTH MANAGEMENT, A DIVISION OF SOLINSKY GROUP , JEFFREY SOLINSKY WEALTH MANAGEMENT , MEIGS FINANCIAL ADVISORS, LLC , NATIONAL FINANCIAL ALLIANCE, LLC , NFA INSTITUTIONAL SERVICES , NFA WEALTH MANAGEMENT , OAKS WEALTH MANAGEMENT , RED OAK FINANCIAL ASSET MANAGEMENT , ROMANO WEALTH MANAGEMENT , ROUND ROCK ASSET MANAGEMENT LLC , SEIDENBERGER & COMPANY , STRATEGIC FINANCIAL CONCEPTS, LLC , TEXAS PRIVATE ASSET MANAGEMENT LLC , WEALTH MANAGEMENT DIVISION OF CAPITOL CREDIT UNION

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/24/2006

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 02/29/2012
California 08/01/2008
Florida 07/28/2008
Louisiana 11/29/2007
Montana 01/07/2014
New Mexico 02/10/2010
Oklahoma 11/21/2013
Texas 10/24/2006
Utah 07/25/2008

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser