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Investment Adviser Firm Summary

CAPITOL SECURITIES MANAGEMENT, INC. (CRD# 14169 / SEC# 8-30353, 801-41033)
Alternate Names: CAPITOL SECURITIES MANAGEMENT, INC. , FS SECURITIES, INC. , IFS SECURITIES, INC.

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/16/1992
California Cancelled 02/23/2001

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 04/20/2012
Alaska 03/10/2000
Arizona 10/28/2013
Arkansas 01/02/2014
California 02/28/2001
Colorado 02/12/2010
Connecticut 05/30/2008
Delaware 03/22/1994
District of Columbia 04/14/1994
Florida 11/04/1992
Georgia 02/12/2010
Hawaii 10/31/2016
Idaho 05/05/2014
Illinois 03/21/2011
Indiana 02/12/2010
Iowa 10/15/2014
Kansas 10/15/2013
Kentucky 10/15/2013
Louisiana 10/01/2001
Maine 08/27/2012
Maryland 03/14/1992
Massachusetts 05/28/1995
Michigan 02/12/2010
Minnesota 07/31/2002
Mississippi 01/02/2014
Missouri 10/15/2013
Montana 06/03/2013
Nebraska 01/02/2014
Nevada 10/15/2013
New Hampshire 12/12/2000
New Jersey 09/15/2000
New Mexico 09/28/2000
New York 05/05/1995
North Carolina 03/29/2007
North Dakota 10/31/2016
Ohio 03/23/2000
Oklahoma 10/31/2016
Oregon 10/15/2013
Pennsylvania 06/26/1986
Puerto Rico 10/31/2016
Rhode Island 04/14/2003
South Carolina 03/23/2000
South Dakota 10/31/2016
Tennessee 09/10/2013
Texas 04/17/2003
Utah 01/02/2014
Vermont 07/07/2015
Virgin Islands 10/31/2016
Virginia 03/16/1992
Washington 10/15/2014
West Virginia 09/27/2000
Wisconsin 10/15/2013

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser