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Investment Adviser Firm Summary

BROOKSTONE CAPITAL MANAGEMENT LLC (CRD# 141413 / SEC# 801-68010)
Alternate Names: BROOKSTONE CAPITAL MANAGEMENT LLC , XL ADVISORS LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/20/2007
Arizona Terminated 06/25/2007
Arkansas Terminated 07/03/2007
California Terminated 06/26/2007
Illinois Terminated 06/20/2007
Indiana Terminated 06/25/2007
Nevada Terminated 07/19/2007
Ohio Terminated 06/25/2007
Oklahoma Terminated 06/20/2007
Pennsylvania Terminated 06/27/2007
Tennessee Terminated 07/25/2007
Texas Terminated 06/25/2007
Virginia Terminated 07/06/2007
Washington Terminated 06/25/2007
Wisconsin Terminated 06/25/2007

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 04/23/2008
Alaska 02/10/2016
Arizona 06/20/2007
Arkansas 06/20/2007
California 03/20/2007
Colorado 08/21/2007
Connecticut 07/23/2007
Delaware 10/05/2009
District of Columbia 02/27/2008
Florida 07/09/2007
Georgia 06/09/2008
Hawaii 02/10/2016
Idaho 06/29/2009
Illinois 06/20/2007
Indiana 06/20/2007
Iowa 11/28/2007
Kansas 11/06/2007
Kentucky 07/10/2007
Louisiana 06/25/2007
Maine 07/20/2009
Maryland 06/25/2007
Massachusetts 03/17/2011
Michigan 06/20/2007
Minnesota 03/27/2009
Mississippi 06/20/2007
Missouri 06/20/2007
Montana 04/19/2011
Nebraska 10/14/2008
Nevada 06/20/2007
New Hampshire 04/02/2013
New Jersey 07/19/2007
New Mexico 04/02/2013
New York 06/20/2007
North Carolina 06/25/2007
North Dakota 09/10/2008
Ohio 06/20/2007
Oklahoma 06/20/2007
Oregon 03/02/2009
Pennsylvania 06/20/2007
Rhode Island 07/23/2007
South Carolina 03/26/2008
South Dakota 04/02/2013
Tennessee 06/20/2007
Texas 06/20/2007
Utah 06/20/2007
Vermont 03/18/2011
Virginia 06/20/2007
Washington 06/20/2007
West Virginia 09/25/2009
Wisconsin 06/20/2007

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser