at


Investment Adviser Firm Summary

ALLEGIANT FINANCIAL ADVISORS, LLC (CRD# 141047)
Alternate Names: ALLEGIANT ASSET MANAGEMENT L.L.C. , ALLEGIANT ASSET MANAGEMENT, L.L.C. , ALLEGIANT ASSET MANAGEMENT, LLC , ALLEGIANT ASSET MANGEMENT L.L.C. , ALLEGIANT FINANCIAL ADVISORS, LLC , FADE CAPITAL ADVISORS , KOLLAR FINANCIAL STRATEGIES, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
Alabama Terminated 11/12/2010
Arizona Terminated 11/12/2010
California Terminated 01/17/2015
Colorado Terminated 12/07/2010
Connecticut Terminated 12/31/2009
Delaware Terminated 12/31/2009
District of Columbia Terminated 11/12/2010
Florida Approved 03/02/2007
Georgia Terminated 11/15/2010
Illinois Terminated 12/31/2015
Maryland Approved 04/11/2007
Massachusetts Terminated 12/22/2009
Missouri Terminated 11/12/2010
Nevada Terminated 12/31/2009
New Hampshire Terminated 11/12/2010
New Jersey Terminated 12/31/2009
New York Terminated 11/12/2010
North Carolina Terminated 11/12/2010
Ohio Terminated 12/31/2010
Oklahoma Terminated 12/31/2009
Pennsylvania Terminated 11/15/2010
South Carolina Terminated 11/12/2010
Utah Terminated 12/23/2009
Virginia Terminated 11/16/2010
Washington Terminated 12/31/2009
Wisconsin Terminated 12/31/2009

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


Not Currently Notice Filed


EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser