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Investment Adviser Firm Summary

PARALLEL ADVISORS, LLC (CRD# 140800 / SEC# 801-68107)
Alternate Names: PARALLEL ADVISORS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/26/2007
California Terminated 07/12/2007

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/29/2018
Alaska 03/29/2018
Arizona 10/30/2014
Arkansas 03/29/2018
California 08/04/2006
Colorado 03/25/2010
Connecticut 09/25/2017
Delaware 02/21/2018
District of Columbia 09/30/2016
Florida 12/03/2012
Georgia 09/25/2017
Hawaii 12/15/2011
Idaho 09/25/2017
Illinois 10/25/2013
Indiana 03/29/2018
Iowa 03/29/2018
Kansas 03/29/2018
Kentucky 11/16/2016
Louisiana 11/16/2016
Maine 03/29/2018
Maryland 10/24/2013
Massachusetts 10/24/2013
Michigan 09/30/2016
Minnesota 11/30/2012
Mississippi 03/29/2018
Missouri 03/29/2018
Montana 03/29/2018
Nebraska 03/29/2018
Nevada 12/14/2015
New Hampshire 10/24/2013
New Jersey 04/19/2018
New Mexico 03/29/2018
New York 12/14/2010
North Carolina 09/30/2016
North Dakota 03/29/2018
Ohio 09/10/2015
Oklahoma 11/16/2016
Oregon 12/14/2010
Pennsylvania 01/24/2008
Rhode Island 03/29/2018
South Carolina 03/29/2018
South Dakota 03/29/2018
Tennessee 03/29/2018
Texas 12/15/2011
Utah 03/29/2018
Vermont 09/25/2017
Virginia 03/29/2018
Washington 11/30/2012
West Virginia 03/29/2018
Wisconsin 03/29/2018
Wyoming 03/29/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser