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Investment Adviser Firm Summary

LARSON FINANCIAL GROUP, LLC (CRD# 140599 / SEC# 801-71543)
Alternate Names: LARSON FINANCIAL GROUP, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/23/2010
Florida Terminated 06/30/2010
Indiana Terminated 06/30/2010
Kansas Terminated 06/30/2010
Kentucky Terminated 06/30/2010
Minnesota Terminated 07/01/2010
Missouri Terminated 06/30/2010
Ohio Terminated 06/30/2010
Tennessee Terminated 07/30/2010
Texas Terminated 06/30/2010
Wisconsin Terminated 06/30/2010

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 09/24/2012
Alaska 02/03/2015
Arizona 07/16/2010
Arkansas 04/17/2013
California 09/28/2010
Colorado 03/31/2016
Connecticut 07/12/2011
Delaware 02/03/2015
District of Columbia 02/03/2015
Florida 06/23/2010
Georgia 07/16/2010
Hawaii 03/31/2016
Idaho 02/03/2015
Illinois 06/23/2010
Indiana 06/23/2010
Iowa 01/14/2011
Kansas 06/23/2010
Kentucky 06/23/2010
Louisiana 09/28/2010
Maine 02/25/2014
Maryland 07/28/2011
Massachusetts 05/15/2013
Michigan 06/23/2010
Minnesota 06/23/2010
Mississippi 02/03/2015
Missouri 06/23/2010
Montana 09/24/2012
Nebraska 07/16/2010
Nevada 09/04/2013
New Hampshire 03/05/2013
New Jersey 09/24/2013
New Mexico 02/03/2015
New York 01/14/2011
North Carolina 01/14/2011
North Dakota 02/03/2015
Ohio 06/23/2010
Oklahoma 09/04/2013
Oregon 07/06/2011
Pennsylvania 07/16/2010
Rhode Island 02/03/2015
South Carolina 05/15/2013
South Dakota 02/03/2015
Tennessee 06/23/2010
Texas 06/23/2010
Utah 07/16/2010
Vermont 03/31/2017
Virginia 09/28/2010
Washington 09/30/2010
West Virginia 03/29/2012
Wisconsin 06/23/2010

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser