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Investment Adviser Firm Summary

YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC (CRD# 140336 / SEC# 801-70315)
Alternate Names: DINAN MANAGEMENT, L.L.C. - RELYING ADVISOR , SCHWARTZ MANAGEMENT, LLC - RELYING ADVISOR , YCM DOMESTIC HOLDINGS I, LLC - RELYING ADVISOR , YCMIL LTD. - RELYING ADVISOR , YORK ASIAN OPPORTUNITIES DOMESTIC HOLDINGS, LLC- RELYING ADVISOR , YORK ASIAN OPPORTUNITIES OFFSHORE HOLDINGS, LLC - RELYING ADVISOR , YORK CAPITAL ASSESSORIA LTDA - RELYING ADVISOR , YORK CAPITAL MANAGEMENT , YORK CAPITAL MANAGEMENT ASIA (HK) LIMITED- RELYING ADVISOR , YORK CAPITAL MANAGEMENT EUROPE (UK) ADVISORS, LLP- RELYING ADVISOR , YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC , YORK CAPITAL MANAGEMENT UK ADVISORS LIMITED , YORK CAPITAL MANAGEMENT- RELYING ADVISOR , YORK CLO INVESTOR GP, LLC - RELYING INVESTOR , YORK CLO MANAGED HOLDINGS, LLC , YORK CREDIT OPPORTUNITIES DOMESTIC HOLDINGS, LLC - RELYING ADVISOR , YORK CREDIT OPPORTUNITIES OFFSHORE HOLDINGS, LLC - RELYING ADVISOR , YORK DISTRESSED MORTGAGE HOLDINGS, LLC- RELYING ADVISOR , YORK DOMESTIC FINANCE I, LLC - RELYING ADVISOR , YORK ENHANCED STRATEGIES MANAGEMENT, LLC - RELYING ADVISOR , YORK EUROPEAN CAPITAL DOMESTIC HOLDINGS, LLC - RELYING ADVISOR , YORK EUROPEAN DISTRESSED CREDIT HOLDINGS II, LLC - RELYING ADVISOR , YORK EUROPEAN DISTRESSED CREDIT HOLDINGS, LLC - RELYING ADVISOR , YORK EUROPEAN FOCUS DOMESTIC HOLDINGS, LLC- RELYING ADVISOR , YORK EUROPEAN FOCUS OFFSHORE HOLDINGS, LLC- RELYING ADVISOR , YORK EUROPEAN OPPORTUNITIES DOMESTIC HOLDINGS, LLC - RELYING ADVISOR , YORK EUROPEAN OPPORTUNITIES OFFSHORE HOLDINGS, LLC- RELYING ADVISOR , YORK GLOBAL CREDIT INCOME DOMESTIC HOLDINGS, LLC - RELYING ADVISOR , YORK GLOBAL FINANCE MANAGER, LLC - RELYING ADVISOR , YORK GLOBAL VALUE OFFSHORE HOLDINGS, LLC - RELYING ADVISOR , YORK MANAGED HOLDINGS II, LLC - RELYING ADVISOR , YORK MANAGED HOLDINGS, LLC - RELYING ADVISOR , YORK OFFSHORE HOLDINGS II, LLC - RELYING ADVISOR , YORK OFFSHORE HOLDINGS, LIMITED- RELYING ADVISOR , YORK OFFSHORE HOLDINGS, LLC - RELYING ADVISOR , YORK SELECT DOMESTIC HOLDINGS, LLC- RELYING ADVISOR , YORK SELECT INVERSTORS DOMESTIC HOLDINGS, LLC - RELYING ADVISOR , YORK SELECT OFFSHORE HOLDINGS, LLC - RELYING ADVISOR , YORK SPECIAL OPPORTUNITIES DOMESTIC HOLDINGS, LLC - RELYING ADVISOR , YORK SPECIAL OPPORTUNITIES FUND II GP, LLC - RELYING ADVISOR , YORK STRATEGIC CO-INVEST III, L.P.- RELYING ADVISER , YORK TOTAL RETURN DOMESTIC HOLDINGS, LLC - RELYING ADVISOR , YORK TOTAL RETURN DOMESTIC HOLDINGS, LLC- RELYING ADVISOR , YORK UCITS HOLDINGS, LLC - RELYING ADVISOR

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/09/2009

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 03/22/2018
District of Columbia 03/30/2012
Florida 03/22/2018
New York 07/09/2009

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser