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Investment Adviser Firm Summary

LOURD CAPITAL, LLC (CRD# 140305 / SEC# 801-66803)
Alternate Names: LOURD CAPITAL MANAGEMENT , LOURD CAPITAL, LLC , LOURDMURRAY

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/24/2006

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 09/27/2017
Arizona 12/03/2015
California 05/24/2006
Connecticut 05/16/2016
Florida 03/31/2008
Hawaii 05/11/2017
Illinois 07/18/2016
Louisiana 03/28/2008
Mississippi 12/15/2016
Nevada 05/16/2016
New Jersey 06/02/2016
New York 03/28/2008
Pennsylvania 05/16/2016
Texas 04/08/2008
Washington 05/16/2016

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser