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Investment Adviser Firm Summary

IC ADVISORY SERVICES, INC. (CRD# 140190 / SEC# 801-66512)
Alternate Names: IC ADVISORY SERVICES, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/13/2006

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 05/18/2006
Alaska 05/12/2006
Arizona 05/09/2006
Arkansas 05/11/2006
California 05/09/2006
Colorado 05/09/2006
Connecticut 05/09/2006
Delaware 05/16/2006
District of Columbia 05/09/2006
Florida 05/10/2006
Georgia 05/09/2006
Hawaii 05/09/2006
Idaho 05/09/2006
Illinois 06/02/2006
Indiana 05/09/2006
Iowa 05/15/2006
Kansas 05/09/2006
Kentucky 05/09/2006
Louisiana 05/15/2006
Maine 05/09/2006
Maryland 05/09/2006
Massachusetts 05/09/2006
Michigan 05/09/2006
Minnesota 05/16/2006
Mississippi 05/09/2006
Missouri 05/09/2006
Montana 05/09/2006
Nebraska 05/09/2006
Nevada 05/09/2006
New Hampshire 05/09/2006
New Jersey 05/03/2006
New Mexico 05/09/2006
New York 05/09/2006
North Carolina 05/09/2006
North Dakota 05/09/2006
Ohio 05/09/2006
Oklahoma 05/09/2006
Oregon 05/09/2006
Pennsylvania 05/09/2006
Puerto Rico 05/09/2006
Rhode Island 05/09/2006
South Carolina 05/09/2006
South Dakota 05/10/2006
Tennessee 05/10/2006
Texas 05/09/2006
Utah 05/09/2006
Vermont 05/09/2006
Virgin Islands 03/25/2016
Virginia 05/09/2006
Washington 05/09/2006
West Virginia 05/09/2006
Wisconsin 05/09/2006
Wyoming 01/22/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser