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Investment Adviser Firm Summary

FINANCIAL LEADERSHIP ADVISORS, INC. (CRD# 139864)
Alternate Names: FINANCIAL LEADERSHIP ADVISORS, INC.


The investment adviser you have selected is NOT currently registered and is NOT filing reports with the SEC or any state.

(Last Form ADV Filed On 03/30/2009)

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
Alabama Terminated 05/13/2010
Alaska Terminated 09/21/2009
Arizona Terminated 09/21/2009
Arkansas Terminated 09/21/2009
California Terminated 10/21/2009
Colorado Terminated 10/30/2009
Connecticut Terminated 09/21/2009
Delaware Terminated 09/21/2009
District of Columbia Terminated 09/21/2009
Florida Terminated 09/21/2009
Georgia Terminated 09/21/2009
Hawaii Terminated 12/31/2009
Idaho Terminated 10/06/2009
Illinois Terminated 09/21/2009
Indiana Terminated 09/28/2009
Iowa Terminated 09/21/2009
Kansas Terminated 09/21/2009
Kentucky Terminated 10/08/2009
Louisiana Terminated 10/26/2009
Maine Terminated 05/12/2010
Maryland Terminated 10/19/2009
Michigan Terminated 09/29/2009
Mississippi Terminated 09/21/2009
Missouri Terminated 09/21/2009
Montana Terminated 09/21/2009
Nebraska Terminated 12/31/2008
Nevada Terminated 09/21/2009
New Jersey Terminated 09/21/2009
New Mexico Terminated 09/21/2009
New York Terminated 12/24/2008
North Carolina Terminated 09/21/2009
Ohio Terminated 09/21/2009
Oklahoma Terminated 09/21/2009
Oregon Terminated 09/21/2009
Pennsylvania Terminated 09/22/2009
Rhode Island Terminated 09/21/2009
South Carolina Terminated 09/21/2009
South Dakota Revoked 09/17/2009
Texas Terminated 09/21/2009
Utah Terminated 10/13/2009
Vermont Terminated 05/18/2010
Virginia Terminated 09/21/2009
Washington Terminated 09/22/2009
West Virginia Terminated 09/21/2009
Wisconsin Terminated 09/21/2009

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


Not Currently Notice Filed


EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser