at


Investment Adviser Firm Summary

CPR INVESTMENTS INC (CRD# 139067 / SEC# 801-112038)
Alternate Names: CPR INVESTMENTS INC , CPR INVESTMENTS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/16/2017
Arizona Terminated 11/17/2017
California Terminated 12/17/2017
Florida Terminated 11/17/2017
Illinois Terminated 11/16/2017
Indiana Terminated 12/06/2010
Louisiana Terminated 12/31/2009
Michigan Terminated 12/01/2017
Minnesota Failure to Renew 12/31/2009
Nebraska Terminated 11/17/2017
Nevada Terminated 12/18/2017
New Mexico Terminated 12/31/2017
New York Terminated 11/17/2017
Ohio Terminated 11/20/2017
Oregon Terminated 12/06/2017
Tennessee Terminated 12/31/2009
Texas Terminated 11/17/2017
Virginia Terminated 11/20/2017
Washington Terminated 11/27/2017
Wisconsin Terminated 12/31/2009

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 11/16/2017
California 11/16/2017
Florida 11/16/2017
Illinois 11/16/2017
Michigan 11/16/2017
Nebraska 11/16/2017
Nevada 11/16/2017
New Mexico 11/16/2017
New York 11/16/2017
Oregon 11/16/2017
South Carolina 11/16/2017
Texas 11/16/2017
Virginia 11/16/2017
Washington 11/16/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser