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Investment Adviser Firm Summary

FORTIGENT, LLC (CRD# 138164 / SEC# 801-65931)
Alternate Names: FORTIGENT LLC , FORTIGENT, INC. , FORTIGENT, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/24/2006

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/28/2013
Arizona 03/29/2011
California 04/12/2010
Colorado 03/28/2013
Connecticut 03/18/2010
Delaware 03/29/2011
District of Columbia 03/28/2013
Florida 07/20/2007
Georgia 03/28/2013
Illinois 03/29/2011
Indiana 03/31/2015
Kansas 03/28/2013
Kentucky 03/31/2015
Louisiana 03/28/2013
Maine 03/29/2018
Maryland 01/24/2006
Massachusetts 03/18/2010
Michigan 03/29/2018
Minnesota 03/28/2013
Mississippi 03/31/2014
Missouri 03/31/2014
Nevada 03/31/2015
New Hampshire 03/28/2013
New Jersey 04/26/2013
New York 08/17/2006
North Carolina 03/28/2013
Ohio 03/18/2010
Oklahoma 03/31/2015
Oregon 03/28/2013
Pennsylvania 08/17/2006
South Carolina 03/31/2015
Tennessee 03/31/2015
Texas 03/18/2010
Utah 03/31/2015
Vermont 03/29/2018
Virginia 03/18/2010
Washington 03/28/2013
Wisconsin 03/29/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser