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Investment Adviser Firm Summary

SANTA BARBARA ASSET MANAGEMENT, LLC (CRD# 138123 / SEC# 801-65003)
Alternate Names: SANTA BARBARA ASSET MANAGEMENT, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/09/2005

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 12/09/2005
Alaska 12/09/2005
Arizona 12/09/2005
Arkansas 12/13/2005
California 12/09/2005
Colorado 12/09/2005
Connecticut 12/09/2005
Delaware 12/14/2005
District of Columbia 12/09/2005
Florida 12/09/2005
Georgia 12/09/2005
Hawaii 12/09/2005
Idaho 12/09/2005
Illinois 12/19/2005
Indiana 12/09/2005
Iowa 10/06/2006
Kansas 12/09/2005
Kentucky 12/09/2005
Louisiana 12/09/2005
Maine 12/09/2005
Maryland 12/09/2005
Massachusetts 12/09/2005
Michigan 12/09/2005
Minnesota 12/09/2005
Mississippi 12/09/2005
Missouri 12/09/2005
Montana 12/09/2005
Nebraska 12/09/2005
Nevada 12/09/2005
New Hampshire 10/05/2006
New Jersey 02/01/2006
New Mexico 12/09/2005
New York 12/09/2005
North Carolina 12/09/2005
North Dakota 10/05/2006
Ohio 12/09/2005
Oklahoma 12/09/2005
Oregon 12/09/2005
Pennsylvania 12/09/2005
Puerto Rico 10/05/2006
Rhode Island 12/09/2005
South Carolina 10/05/2006
South Dakota 12/12/2005
Tennessee 12/09/2005
Texas 12/09/2005
Utah 12/09/2005
Vermont 10/05/2006
Virgin Islands 03/28/2014
Virginia 12/09/2005
Washington 12/09/2005
West Virginia 10/05/2006
Wisconsin 12/09/2005
Wyoming 03/29/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser