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Investment Adviser Firm Summary

FOUNDERS FINANCIAL SECURITIES, LLC (CRD# 137945 / SEC# 8-67137, 801-66892)
Alternate Names: AGORA INVESTMENTS , AQUINO FINANCIAL GROUP, LLC , ARCHER HUNTLEY FINANCIAL SERVICES, INC. , ASHER AND ASSOCIATES FINANCIAL , BARRY AND CAMPAGNA FINANCIAL SERVICES, INC , BENCHMARK FINANCIAL DESIGN GROUP INC , BISHOP ASSOCIATES,INC. , BKG FINANCIAL, INC. , BROOKS FINANCIAL GROUP , CHP FINANCIAL LLC , CHREST CPA TAX & FINANCIAL, PC , COLSTON FINANCIAL GROUP , DALLAVALLE FINANCIAL , DARRELL FINANCIAL SERVICES, LLC , DERICKSON FINANCIAL , DIVERSIFIED RETIREMENT SERVICES , DONOHUE-HART-THOMSON FINANCIAL GROUP , DREAMBRIDGE FINANCIAL , ESTABROOK AND CO. , EVERLY FINANCIAL SERVICES , FAIRWAY FINANCIAL , FINANCIAL SECURITIES SERVICES, LLC , FOUNDERS FINANCIAL SECURITIES LLC , FOUNDERS FINANCIAL SECURITIES, LLC , FURTON FINANCIAL SERVICES , GERHART FINANCIAL SERVICES, INC. , GOSEN INVESTMENTS, LLC , GOULART PARTNERS , GREAT LAKES FINANCIAL SERVICES GROUP , INTEGRA FINANCIAL , J. C. KIDD & ASSOCIATES, INC. , JARDON CONSULTING, LLC , KESSLER INVESTMENTS , KUDERER FINANCIAL LLC , LEGACY FINANCIAL GROUP, LLC , LIFEHOUSE FINANCIAL GROUP , LIM FINANCIAL GROUP , LIPCHIN FINANCIAL GROUP LLC , MARSHA ROSENBERG , MARYLAND WEALTH MANAGEMENT, LLC , MASSEY INVESTMENT GROUP , MASTERPIECE FINANCIAL GROUP , MILLER FINANCIAL GROUP , MORGAN FINANCIAL GROUP LLC , NOBLE FINANCIAL , PASCARELLA PLANNING GROUP , RONALD HAMMONS , SCHLOSSER FINANCIAL PLANNING, LLC , SENIOR FINANCIALS, LLC , SKYSON FINANCIAL GROUP , SOUND CHOICE FINANCIAL LLC , STRATA FINANCIAL GROUP , SUMMIT LEGACY GROUP , T & G FINANCIAL SOLUTIONS , TAYLOR FINANCIAL , THE CORNERSTONE GROUP , THE INVESTMENT CENTER , TIMMICK FINANCIAL GROUP , TPA FINANCIAL , VEYDT/KING & COMPANY, INC. , VOYAGER WEALTH MANAGEMENT , WARNOCK FINANCIAL SERVICES , WEALTH PLANNING GROUP , WELCH BENEFIT GROUP , ZINAICH CAPITAL & RISK MANAGEMENT

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/13/2006

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/20/2008
Alaska 09/01/2009
Arizona 03/20/2008
Arkansas 03/28/2014
California 07/27/2006
Colorado 03/20/2008
Connecticut 07/13/2006
Delaware 07/24/2006
District of Columbia 03/20/2008
Florida 07/13/2006
Georgia 07/25/2006
Hawaii 03/28/2014
Idaho 03/20/2008
Illinois 08/24/2006
Indiana 07/13/2006
Iowa 03/24/2008
Kansas 03/20/2008
Kentucky 07/27/2006
Louisiana 03/28/2014
Maine 03/28/2014
Maryland 07/13/2006
Massachusetts 08/04/2006
Michigan 07/13/2006
Minnesota 07/13/2006
Mississippi 03/20/2008
Missouri 03/28/2014
Montana 03/28/2014
Nebraska 03/20/2008
Nevada 03/20/2008
New Hampshire 03/20/2008
New Jersey 07/13/2006
New Mexico 03/20/2008
New York 07/13/2006
North Carolina 07/13/2006
North Dakota 03/28/2014
Ohio 07/13/2006
Oklahoma 03/28/2014
Oregon 03/20/2008
Pennsylvania 07/13/2006
Puerto Rico 07/08/2013
Rhode Island 03/28/2014
South Carolina 07/25/2006
South Dakota 03/20/2008
Tennessee 07/28/2006
Texas 03/20/2008
Utah 03/28/2014
Vermont 03/20/2008
Virgin Islands 10/24/2013
Virginia 07/13/2006
Washington 07/25/2006
West Virginia 07/13/2006
Wisconsin 03/20/2008
Wyoming 03/29/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser