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Investment Adviser Firm Summary

FIRST ALLIED ADVISORY SERVICES, INC. (CRD# 137888 / SEC# 801-66653)
Alternate Names: "MONEY MAKE OVER"; FPA OF SAN JUAQUIN , 1ST CRESCENT WEALTH MANAGEMENT , 401(K) ALLIANCE , A-1 FINANCIAL , ABSOLUTE WEALTH ADVISORS, INC , ABUNDANT LIFE INVESTMENTS , ACCARDI FINANCIAL GROUP OF THE PALM BEACHES , ACCARDI FINANCIAL GROUP, INC. , ACCARDI FINANCIAL GROUP, INC. OF BOSTON , ACM FINANCIAL SERVICES, INC. , ADAMS FINANCIAL SERVICES, PA , ADVANCED CAPITAL MANAGEMENT , ADVANCED CORPORATE PLANNING , ADVANCED EQUITIES ADVISORY SERVICES, INC. , ADVANCED EQUITIES ASSET MANAGEMENT , ADVANCED FINANCIAL SERVICES , ADVANCED LEGACY STRATEGIES , ADVANCED WEALTH MANAGEMENT , ADVANCED WEALTH MANAGEMENT SOLUTIONS , ADVANCED WEALTH PLANNING , ADVANCED WEALTH STRATEGIES , ADVANCED WEALTH STRATEGIES GROUP , ADVANCED WEALTH STRATEGIES LLC , AFG WEALTH MANAGEMENT , AGNONE & ASSOCIATES, LLC , AGNONE AND ASSOCIATES FINANCIAL SERVICES , AIM GROUP , AIM REINVESTMENTS, LLC , ALBURNS FINANCIAL SERVICES, INC. , ALDRIDGE FINANCIAL LLC , ALESSANDRA CAPITAL MANAGEMENT LLC , ALEXANDER FINANCIAL SERVICES, INC. , ALLIANCE WEALTH MANAGEMENT , ALLIES 21, LLC , ALLMAN CONSULTING, LLC , ALTUM WEALTH ADVISORS , AMERICA'S FIRST FINANCIAL CORP , AMERICA'S WEALTH MANAGEMENT SHOW , AMERICAN CONSUMER FINANCIAL NETWORK , AMERICAN FINANCIAL MARKETING , AMERICAN RETIREMENT SOLUTIONS , AMERIFIRST FINANCIAL ASSOCIATES , AMWELL RIDGE WEALTH MANAGEMENT , ANALYTIC WEALTH STRATEGIES , ANCHOR POINT WEALTH MANAGEMENT , ANDERSON THORNTON , ANDERSON THORNTON FINANCIAL LLC , ANIMAS CAPITAL MANAGEMENT , ANNUITY ADVISORS , APEX WEALTH MANAGEMENT , APPLE INVESTMENT MANAGEMENT, LLC , APPLIED FINANCIAL MANAGEMENT, LLC , ARCHE WEALTH MANAGEMENT , ARMSTRONG & ASSOCIATES , ART OF LEADERSHIP , ASCENT FINANCIAL GROUP, LLC , ASSET ADVISORY SERVICES , ASSET PLANNING CONSULTANTS, INC. , ASSET PLANNING STRATEGIES LLC , ATLAS METALS , AUBERT INSURANCE AGENCY , AVISO FINANCIAL, LLC , AVISO WEALTH MANAGEMENT , AW WEALTH ADVISORY , AXIS WEALTH PLANNING, LLC , BAAM SECURITIES AND WEALTH MANAGEMENT, LLC , BAHARY FINANCIAL GROUP , BAKER & COMPANY ADVISORY GROUP, INC. , BAUGHMAN FINANCIAL GROUP , BAUGHMAN WEALTH ADVISORS, INC , BAY AREA RETIREMENT SOLUTIONS , BAY CLIADAKIS & ASSOCIATES , BELANGER AND ASSOCIATES, INC. , BENNAJI GROUP , BENSON FINANCIAL SERVICES, INC. , BERKELEY WEALTH PROFESSIONALS, PLLC , BERMAN FINANCIAL SERVICES , BH WEALTH MANAGEMENT LLC , BHMR FINANCIAL SERVICES, INC. , BIAGINI GRASSI ADVISORY GROUP, LLC , BIERMAIER FINANCIAL MANAGEMENT , BISHOP FINANCIAL ADVISORS , BLOOMFIELD HILLS FINANCIAL , BLUE SKY FINANCIAL GROUP , BOGGS & BENTON , BOGGS & BENTON WEALTH ADVISORS , BOGGS AND ASSOCIATES WEALTH ADVISORS , BOLTON CAPITAL MANAGEMENT, INC. , BRADFORD WEALTH MANAGEMENT, LLC , BRADY-RAEBER EQUITY FINANCIAL SERVICES , BRENTMARK SOFTWARE INC , BROOKS FINANCIAL SERVICES , BROOKS INVESTMENT GROUP , BRUNETTE & ASSOCIATES , BRUNETTE AND ASSOCIATES, LLC , BSB FINANCIAL SERVICES , BULL CHIP , BURGDORF & ASSOCIATES WEALTH MANAGERS, INC. , BYERLY WEALTH MANAGEMENT , CADUCEUS CONSULTING , CADUCEUS CONSULTING ALLIANCE PARTNER , CADUCEUS CONSULTING ENTERPRISES, LLC , CALIFORNIA RETIREMENT ADVISORS GROUP , CAMBRIDGE FINANCIAL GROUP LLC , CAMPANALE CONSULTING GROUP LLC , CAPITAL ASPECTS , CAPITAL ASSET MANAGEMENT, LLC , CAPITAL CONCEPTS , CAPITAL INVESTMENT MANAGEMENT , CAPITAL LEGACY INVESTEMENTS, LLC , CAPITAL MANAGEMENT WEALTH AND RETIREMENT PLANNING , CAPITAL ROCK ADVISORS , CARD INVESTMENT GROUP, INC. , CARDINAL WEALTH MANAGEMENT , CARLTON MACLACHLAN, LLC , CARLTON WEALTH MANAGEMENT, LLC , CARNS FINANCIAL GROUP , CAROLINA CAPITAL GROUP, INC. , CASSEDY FINANCIAL GROUP, INC. , CASTLE ROCK WEALTH MANAGEMENT , CASTLEROCK INSURANCE GROUP , CATER ENTERPRISES , CATER WEALTH MANAGEMENT , CENTER FOR FINANCIAL SOLUTIONS WEALTH MANAGEMENT , CHARLES R DUNN INVESTMENT ADVISORS , CHESTNUT INVESTMENT GROUP , CHICHESTER FINANCIAL GROUP LLC , CHICHESTER WOLD FINANCIAL, LLC , CHIP COUGHLIN & CO. , CHIP COUGHLIN & COMPANY , CHRISTINE TANG INVESTMENTS , CHRISTOPHER S. WRIGHT MANAGEMENT CORPORATION , CIMCO PRIVATE WEALTH , CIMCO WEALTH ADVISORS , CLARITY FINANCIAL SERVICES , CLARK FINANCIAL GROUP LLC , CLOVER WEALTH MANAGEMENT, LTD...

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/06/2006

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/17/2007
Alaska 01/05/2007
Arizona 08/14/2006
Arkansas 01/05/2007
California 06/06/2006
Colorado 01/03/2007
Connecticut 01/03/2007
Delaware 01/17/2007
District of Columbia 01/03/2007
Florida 01/04/2007
Georgia 01/03/2007
Hawaii 01/03/2007
Idaho 01/03/2007
Illinois 06/27/2006
Indiana 01/03/2007
Iowa 01/03/2007
Kansas 01/03/2007
Kentucky 01/03/2007
Louisiana 01/03/2007
Maine 01/03/2007
Maryland 01/03/2007
Massachusetts 01/03/2007
Michigan 01/03/2007
Minnesota 01/08/2007
Mississippi 01/03/2007
Missouri 08/14/2006
Montana 01/03/2007
Nebraska 01/03/2007
Nevada 01/03/2007
New Hampshire 01/03/2007
New Jersey 01/16/2007
New Mexico 01/03/2007
New York 01/03/2007
North Carolina 01/03/2007
North Dakota 01/03/2007
Ohio 01/03/2007
Oklahoma 01/03/2007
Oregon 01/03/2007
Pennsylvania 01/03/2007
Puerto Rico 01/03/2007
Rhode Island 01/03/2007
South Carolina 01/03/2007
South Dakota 01/03/2007
Tennessee 01/04/2007
Texas 01/03/2007
Utah 01/03/2007
Vermont 01/03/2007
Virginia 01/03/2007
Washington 01/03/2007
West Virginia 01/03/2007
Wisconsin 01/03/2007
Wyoming 08/17/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser