at


Investment Adviser Firm Summary

SMI ADVISORY SERVICES, LLC (CRD# 137872 / SEC# 801-64882)
Alternate Names: SMI ADVISORY SERVICES, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/15/2005

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 09/11/2018
Alaska 09/11/2018
California 02/19/2018
Colorado 09/11/2018
Florida 05/29/2018
Georgia 02/19/2018
Illinois 09/11/2018
Indiana 11/15/2005
Kentucky 09/11/2018
Massachusetts 09/11/2018
Minnesota 09/11/2018
Nebraska 10/23/2017
New Hampshire 10/23/2017
North Carolina 05/29/2018
Ohio 05/29/2018
Pennsylvania 05/29/2018
Tennessee 09/11/2018
Texas 10/23/2017
Virginia 05/29/2018
Washington 09/18/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser