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Investment Adviser Firm Summary

RETIREMENT WEALTH ADVISORS, INC. (CRD# 137658 / SEC# 801-67628)
Alternate Names: FORMULAFOLIO INVESTMENT STRATEGIES , RETIREMENT RESOURCES , RETIREMENT WEALTH , RETIREMENT WEALTH ADVISORS, INC. , RWA, INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/16/2007

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/02/2015
Alaska 03/02/2015
Arizona 11/13/2013
Arkansas 03/02/2015
California 07/22/2010
Colorado 04/14/2014
Connecticut 05/28/2014
Delaware 03/02/2015
District of Columbia 03/02/2015
Florida 10/11/2013
Georgia 05/06/2014
Hawaii 06/27/2014
Idaho 09/25/2014
Illinois 03/25/2013
Indiana 05/30/2014
Iowa 05/06/2014
Kansas 03/02/2015
Kentucky 10/23/2014
Louisiana 04/11/2012
Maine 03/02/2015
Maryland 08/11/2014
Massachusetts 11/13/2013
Michigan 03/16/2007
Minnesota 08/07/2014
Mississippi 03/02/2015
Missouri 03/10/2014
Montana 03/02/2015
Nebraska 05/14/2014
Nevada 05/06/2014
New Hampshire 10/07/2014
New Jersey 06/04/2014
New Mexico 04/11/2012
New York 01/21/2014
North Carolina 02/25/2014
North Dakota 03/02/2015
Ohio 02/25/2014
Oklahoma 03/02/2015
Oregon 03/02/2015
Pennsylvania 10/16/2013
Puerto Rico 03/21/2017
Rhode Island 03/02/2015
South Carolina 07/29/2014
South Dakota 03/02/2015
Tennessee 05/12/2014
Texas 07/10/2007
Utah 04/25/2014
Vermont 03/02/2015
Virginia 09/09/2013
Washington 05/22/2014
West Virginia 03/02/2015
Wisconsin 07/25/2014
Wyoming 09/18/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser