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Investment Adviser Firm Summary

LEVIN CAPITAL STRATEGIES, L.P. (CRD# 137147 / SEC# 801-65045)
Alternate Names: LEVIN CAPITAL STRATEGIES, L.P.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/20/2006

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 05/18/2006
Alaska 03/03/2006
Arizona 02/27/2006
California 02/27/2006
Colorado 02/27/2006
Connecticut 02/27/2006
Delaware 02/20/2007
District of Columbia 02/27/2006
Florida 02/28/2006
Georgia 02/27/2006
Hawaii 02/27/2006
Illinois 03/08/2006
Indiana 02/27/2006
Kentucky 02/27/2006
Louisiana 02/27/2006
Maine 02/27/2006
Maryland 02/27/2006
Massachusetts 02/27/2006
Michigan 02/27/2006
Minnesota 01/20/2006
Mississippi 02/27/2006
Missouri 02/27/2006
Nevada 02/27/2006
New Jersey 03/22/2006
New Mexico 02/27/2006
New York 01/20/2006
North Carolina 02/27/2006
Ohio 02/27/2006
Oregon 02/12/2007
Pennsylvania 02/27/2006
Rhode Island 02/27/2006
South Carolina 02/27/2006
Texas 02/27/2006
Vermont 02/27/2006
Virginia 02/27/2006

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser