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Investment Adviser Firm Summary

M FINANCIAL ASSET MANAGEMENT, INC. (CRD# 136694 / SEC# 801-66320)
Alternate Names: DBA M WEALTH , M FINANCIAL ASSET MANAGEMENT, INC. , M FINANCIAL WEALTH MANAGEMENT, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/24/2006

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 05/10/2006
Arkansas 10/13/2011
California 05/10/2006
Colorado 05/10/2006
Connecticut 05/10/2006
Delaware 06/09/2015
Florida 05/11/2006
Georgia 05/10/2006
Illinois 05/23/2006
Indiana 05/10/2006
Iowa 05/15/2006
Kansas 10/05/2012
Louisiana 10/13/2011
Maryland 03/26/2007
Massachusetts 10/05/2012
Michigan 05/10/2006
Mississippi 10/05/2012
Missouri 10/05/2012
Nebraska 05/10/2006
Nevada 05/10/2006
New Jersey 06/01/2006
New York 05/10/2006
North Carolina 03/28/2008
Ohio 05/10/2006
Oregon 02/24/2006
Pennsylvania 05/10/2006
South Carolina 06/09/2015
Tennessee 05/11/2006
Texas 05/10/2006
Utah 04/10/2017
Virginia 10/05/2012
Washington 05/10/2006
Wisconsin 10/13/2011

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser