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Investment Adviser Firm Summary

KELLY FINANCIAL GROUP, LLC (CRD# 136372 / SEC# 801-64528)
Alternate Names: HAMMOND ILES , HAMMOND ILES INVESTMENT MANAGEMENT , HAMMOND ILES WEALTH ADVISORS , KELLY FINANCIAL GROUP , KELLY FINANCIAL GROUP, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/20/2005

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 07/20/2005
California 03/21/2018
Connecticut 07/20/2005
Florida 08/18/2005
Georgia 04/11/2014
Louisiana 07/13/2009
Maine 07/20/2005
Massachusetts 07/20/2005
New Hampshire 07/20/2005
New York 03/21/2018
North Carolina 03/30/2006
Ohio 07/20/2005
Pennsylvania 07/13/2009
Rhode Island 07/20/2005
South Carolina 03/30/2006
Texas 07/20/2005
Virginia 02/01/2016

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser