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Investment Adviser Firm Summary

KEY INVESTMENT SERVICES LLC (CRD# 136300 / SEC# 8-66999, 801-65060)
Alternate Names: KEY INVESTMENT SERVICES LLC

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/03/2006

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alaska 01/03/2006
Arizona 03/26/2014
California 03/26/2014
Colorado 01/03/2006
Connecticut 03/30/2016
Delaware 03/22/2018
Florida 03/26/2014
Georgia 03/26/2014
Hawaii 03/31/2017
Idaho 01/03/2006
Illinois 03/30/2016
Indiana 01/03/2006
Kentucky 01/03/2006
Maine 01/03/2006
Maryland 03/27/2015
Massachusetts 03/26/2014
Michigan 01/04/2006
Nevada 03/30/2016
New Hampshire 03/30/2016
New Jersey 08/14/2014
New York 01/03/2006
North Carolina 03/26/2014
Ohio 01/03/2006
Oregon 01/03/2006
Pennsylvania 03/26/2014
South Carolina 03/26/2014
Tennessee 08/01/2014
Texas 03/26/2014
Utah 01/03/2006
Vermont 01/08/2009
Virginia 08/01/2014
Washington 01/03/2006

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser