at


Investment Adviser Firm Summary

CETERA ADVISOR NETWORKS LLC (CRD# 13572 / SEC# 8-29577, 801-47342)
Alternate Names: CETERA ADVISOR NETWORKS LLC , FINANCIAL NETWORK INVESTMENT CENTER , FINANCIAL NETWORK INVESTMENT CORPORATION , FIRST ASSET MANAGEMENT CORPORATION , GORDON SIMMERS SECURITY CORPORATION

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 08/29/1994

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/30/1995
Alaska 03/08/1995
Arizona 05/03/2002
Arkansas 01/20/1995
California 07/08/1997
Colorado 01/01/1999
Connecticut 08/07/1997
Delaware 08/28/2003
District of Columbia 02/19/1995
Florida 12/07/1994
Georgia 12/19/1994
Hawaii 03/29/1995
Idaho 03/23/1995
Illinois 02/01/1995
Indiana 02/13/2001
Iowa 01/01/1999
Kansas 08/21/1997
Kentucky 05/03/2002
Louisiana 10/05/2001
Maine 05/01/1996
Maryland 01/13/1995
Massachusetts 05/03/2002
Michigan 02/06/2003
Minnesota 01/02/1998
Mississippi 11/10/1997
Missouri 02/24/1995
Montana 09/22/1997
Nebraska 07/31/1997
Nevada 01/13/1995
New Hampshire 05/17/1995
New Jersey 06/19/1992
New Mexico 04/30/1985
New York 12/09/1994
North Carolina 02/06/2001
North Dakota 03/23/1995
Ohio 10/25/1999
Oklahoma 01/01/1998
Oregon 05/03/2002
Pennsylvania 11/15/2001
Puerto Rico 08/15/2013
Rhode Island 01/20/1998
South Carolina 02/21/1995
South Dakota 05/02/1995
Tennessee 10/02/1997
Texas 07/13/1983
Utah 03/27/1995
Vermont 04/20/1995
Virgin Islands 04/02/2013
Virginia 03/16/1995
Washington 02/10/1995
West Virginia 01/20/1998
Wisconsin 04/18/1995
Wyoming 08/07/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser