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Investment Adviser Firm Summary

SYMPHONIC FINANCIAL ADVISORS LLC (CRD# 135603 / SEC# 801-64456)
Alternate Names: PARTHENON INVESTMENT MANAGEMENT LLC , SYMPHONIC FINANCIAL ADVISORS LLC , SYMPONIC FINANCIAL ADVISORS LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/14/2005

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/25/2014
Alaska 01/08/2007
Arizona 01/08/2007
Arkansas 08/15/2006
California 07/14/2005
Colorado 11/11/2005
Connecticut 03/25/2014
Delaware 03/25/2014
District of Columbia 03/25/2014
Florida 08/26/2005
Georgia 03/03/2006
Hawaii 03/25/2014
Idaho 03/25/2014
Illinois 07/20/2006
Indiana 01/08/2007
Iowa 01/18/2006
Kansas 10/06/2005
Kentucky 12/16/2005
Louisiana 12/12/2006
Maine 01/08/2007
Maryland 06/27/2008
Massachusetts 01/08/2007
Michigan 03/25/2014
Minnesota 10/11/2005
Mississippi 01/08/2007
Missouri 10/06/2005
Montana 03/25/2014
Nebraska 11/11/2005
Nevada 08/11/2006
New Hampshire 08/11/2006
New Jersey 01/18/2007
New Mexico 03/25/2014
New York 07/14/2005
North Carolina 05/27/2008
North Dakota 03/25/2014
Ohio 01/08/2007
Oklahoma 10/06/2005
Oregon 05/08/2007
Pennsylvania 10/08/2012
Rhode Island 03/25/2014
South Carolina 04/25/2006
South Dakota 01/25/2006
Tennessee 01/03/2006
Texas 07/14/2005
Utah 03/25/2014
Vermont 03/25/2014
Virginia 04/06/2006
Washington 01/24/2006
West Virginia 03/28/2012
Wisconsin 07/19/2006
Wyoming 01/25/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser