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Investment Adviser Firm Summary

DASH ACQUISITIONS INC. (CRD# 135281 / SEC# 801-113360)
Alternate Names: DASH ACQUISITIONS INC. , DASH ACQUISITIONS LLC , DASH INVESTMENT ADVISORS , DASH INVESTMENTS

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/01/2018
California Terminated 07/13/2018
New York Terminated 06/13/2018
Texas Terminated 06/13/2018

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alaska 06/01/2018
Arizona 06/01/2018
California 06/01/2018
Florida 06/01/2018
Hawaii 06/01/2018
Indiana 06/01/2018
Nevada 06/01/2018
New Mexico 06/01/2018
New York 06/01/2018
Oregon 06/01/2018
Pennsylvania 06/01/2018
Texas 06/01/2018
Utah 06/01/2018
Washington 06/01/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser