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Investment Adviser Firm Summary

EVANSON ASSET MANAGEMENT, LLC (CRD# 135188 / SEC# 801-64387)
Alternate Names: EVANSON ASSET MANAGEMENT, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/19/2005

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 08/19/2013
Arizona 11/22/2006
California 10/19/2005
Colorado 10/19/2005
Connecticut 11/07/2007
Delaware 01/10/2017
District of Columbia 11/22/2006
Florida 10/24/2005
Georgia 11/22/2006
Idaho 01/21/2016
Illinois 10/19/2005
Indiana 11/22/2006
Iowa 07/27/2012
Kansas 10/24/2011
Louisiana 08/19/2013
Maryland 11/07/2007
Massachusetts 10/21/2005
Michigan 11/22/2006
Minnesota 11/07/2007
Missouri 11/22/2006
Montana 10/30/2014
Nebraska 07/14/2017
Nevada 11/07/2007
New Hampshire 07/14/2017
New Jersey 11/04/2005
New York 10/19/2005
North Carolina 10/19/2005
Ohio 11/22/2006
Oregon 10/19/2005
Pennsylvania 10/19/2005
South Carolina 08/19/2013
Tennessee 11/23/2006
Texas 10/19/2005
Utah 08/19/2013
Vermont 07/14/2017
Virginia 10/19/2005
Washington 10/19/2005
Wisconsin 08/19/2013

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser