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Investment Adviser Firm Summary

TALIS ADVISORY SERVICES, LLC (CRD# 135145 / SEC# 801-67609)
Alternate Names: TALIS ADVISORY SERVICES, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/02/2007
California Terminated 03/05/2007
Louisiana Terminated 03/08/2007
Texas Terminated 03/08/2007

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 05/22/2006
Colorado 01/11/2010
Florida 06/26/2013
Michigan 03/02/2007
New Hampshire 05/21/2008
New Jersey 03/08/2007
New York 03/02/2007
North Carolina 07/08/2015
Oklahoma 11/01/2007
Oregon 03/28/2018
Texas 03/02/2007
Virginia 03/22/2007

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser