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Investment Adviser Firm Summary

COASTAL INVESTMENT ADVISORS, INC. (CRD# 134952 / SEC# 801-68000)
Alternate Names: BARRACK YARD ADVISORS , BLACKBURN CAPITAL MANAGEMENT , COASTAL , COASTAL ADVISORY GROUP , COASTAL INVESTMENT ADVISORS , COASTAL INVESTMENT ADVISORS, INC. , COASTAL VALUE PARTNERS , DIVERSIFIED ASSET MANAGEMENT , DONNELLY ADVISORS GROUP, INC , DONNELLY ADVISORS GROUP, INC. , DONNELLY STEEN & COMPANY , DONNELLY, MICHAEL , FOUNDRY WEALTH ADVISORS , HR&S FINANCIAL SERVICES , INDEPENDENT WEALTH MANAGEMENT , IRON VALLEY WEALTH MANAGEMENT , LEGEND CAPITAL GROUP , MCLAUGHLIN FINANCIAL GROUP , SOMERVILLE INVESTMENTS , STAUFFERWILLIAMS ASSET MANAGEMENT , WEALTH SOLUTIONS , WINTHER ASSET MANAGEMENT , YOUNGS FINANCIAL PLANNING & WEALTH MANAGEMENT

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/06/2007
New Jersey Terminated 06/11/2007
Pennsylvania Terminated 06/27/2007

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 10/12/2015
Alaska 09/21/2015
Arizona 08/02/2011
California 04/06/2011
Colorado 03/30/2016
Connecticut 04/06/2011
Delaware 01/13/2011
District of Columbia 08/02/2011
Florida 04/07/2011
Georgia 04/06/2011
Illinois 04/07/2011
Indiana 04/06/2011
Iowa 01/12/2018
Kansas 02/11/2013
Kentucky 03/30/2016
Maryland 01/13/2011
Massachusetts 04/06/2011
Michigan 04/06/2011
Minnesota 09/21/2015
Missouri 02/11/2013
Montana 09/21/2015
Nevada 01/12/2018
New Hampshire 03/31/2015
New Jersey 01/25/2011
New Mexico 01/12/2018
New York 04/06/2011
North Carolina 04/06/2011
Ohio 04/06/2011
Oregon 03/30/2016
Pennsylvania 01/13/2011
South Carolina 04/06/2011
Tennessee 09/21/2015
Texas 09/21/2015
Virginia 04/06/2011
Washington 04/20/2015
West Virginia 04/30/2015
Wisconsin 04/06/2011

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser