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Investment Adviser Firm Summary

CL WEALTH MANAGEMENT LLC (CRD# 134922 / SEC# 801-72701)
Alternate Names: ALLIED BEACON WEALTH MANAGEMENT, LLC , C L WEALTH MANAGEMANT LLC , CBS ADVISORS, LLC , CL WEALTH MANAGEMENT LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/04/2011
Arizona Terminated 12/31/2009
Colorado Terminated 11/04/2011
Connecticut Terminated 01/13/2012
Florida Terminated 10/06/2011
Georgia Terminated 10/12/2011
Illinois Terminated 10/04/2011
Iowa Terminated 10/06/2011
Maryland Terminated 10/19/2011
New Jersey Terminated 10/21/2011
North Carolina Terminated 12/31/2010
Tennessee Terminated 12/31/2009
Virginia Terminated 10/17/2011
West Virginia Terminated 10/06/2011
Wisconsin Terminated 10/06/2011

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 12/01/2016
Arkansas 06/21/2017
California 10/04/2011
Colorado 10/04/2011
Delaware 07/11/2017
Florida 10/05/2011
Georgia 10/04/2011
Illinois 10/04/2011
Iowa 10/04/2011
Maryland 10/04/2011
Massachusetts 10/04/2011
Minnesota 10/04/2011
Missouri 07/12/2017
Montana 09/14/2017
Nebraska 07/26/2017
Nevada 07/13/2018
New Hampshire 01/26/2015
New Jersey 10/21/2011
New York 10/04/2011
Oklahoma 06/21/2017
Oregon 06/21/2017
Pennsylvania 10/04/2011
Rhode Island 04/20/2015
South Dakota 05/03/2017
Texas 10/04/2011
Virginia 10/04/2011
West Virginia 03/12/2014
Wisconsin 10/04/2011
Wyoming 07/13/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser