CAPITAL MARKETS IQ, LLC
(CRD# 134921 / SEC# 801-69992)
ACCORD CAPITAL , BURROS WEALTH MANAGEMENT , CAMBRIDGE CAPITAL WEALTH , CAPITAL MARKETS IQ, LLC , DYNAMIC RETIREMENT SOLUTIONS , EXECUTIVE SERVICES , FIRST SECURITY INVESTMENTS ADVISORS , FORTIER FINANCIAL , INTRALINE ASSET MANAGEMENT , IQINVEST , KING HARBOR WEALTH MANAGEMENT , KOI STRATEGIES , KUZMA FINANCIAL SERVICES , LONGHORN CAPITAL ADVISORS , LONGHORN CAPITAL MANAGEMENT, LLC , LONGHORN WEALTH MANAGEMENT, LLC , MONAMIE WEALTH & RETIREMENT , RETIRE ORLANDO , SEAGATE GLOBAL WEALTH MANAGEMENT , SECURE RETIREMENT SOLUTIONS , SURETY WEALTH MANAGEMENT , TANDEM FINANCIAL , VERACITY FINANCIAL SERVICES , WEISE CAPITAL ADVISERS
The adviser's REGISTRATION status is listed below.
|SEC / JURISDICTION
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EXEMPT REPORTING ADVISERS
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because
they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules.
Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations.
An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete.
Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV.
Below are the regulators with which an ERA report is filed.
Not Currently an Exempt Reporting Adviser