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Investment Adviser Firm Summary

RMB CAPITAL MANAGEMENT, LLC (CRD# 134249 / SEC# 801-63939)
Alternate Names: B CAPITAL MANAGEMENT, LLC , JB, A DIVISION OF RMB ASSET MANAGEMENT , RMB CAPITAL MANAGEMENT , RMB CAPITAL MANAGEMENT, LLC , RMB JACOBUS

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/15/2005

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 07/01/2016
Alaska 07/01/2016
Arizona 02/15/2005
Arkansas 09/05/2006
California 02/15/2005
Colorado 02/15/2005
Connecticut 10/31/2012
Delaware 07/01/2016
District of Columbia 03/27/2013
Florida 02/22/2005
Georgia 08/31/2006
Hawaii 07/01/2016
Idaho 07/01/2016
Illinois 03/01/2005
Indiana 02/15/2005
Iowa 07/01/2016
Kansas 02/15/2005
Kentucky 03/31/2011
Louisiana 12/09/2008
Maine 07/01/2016
Maryland 03/28/2012
Massachusetts 02/16/2005
Michigan 02/15/2005
Minnesota 02/16/2005
Mississippi 07/01/2016
Missouri 08/31/2006
Montana 03/30/2009
Nebraska 03/31/2006
Nevada 07/01/2016
New Hampshire 03/30/2009
New Jersey 05/10/2007
New Mexico 07/01/2016
New York 03/31/2006
North Carolina 02/15/2005
North Dakota 07/01/2016
Ohio 02/15/2005
Oklahoma 04/30/2007
Oregon 07/01/2016
Pennsylvania 03/31/2006
Puerto Rico 07/01/2016
Rhode Island 03/28/2012
South Carolina 03/31/2008
South Dakota 07/01/2016
Tennessee 02/15/2005
Texas 03/31/2006
Utah 03/27/2015
Vermont 03/27/2015
Virgin Islands 07/01/2016
Virginia 08/31/2006
Washington 03/31/2008
West Virginia 07/01/2016
Wisconsin 02/15/2005

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser