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Investment Adviser Firm Summary

LEVEL FOUR ADVISORY SERVICES, LLC (CRD# 134086 / SEC# 801-66368)
Alternate Names: A WEALTH PARTNER , ALLGOOD FINANCIAL , ARMOR WEALTH GROUP , ASPEN PRIVATE ADVISORS , BERRY FINANCIAL GROUP , BLAKE FINANCIAL, INC. , CAPITAL FINANCIAL RESOURCES WEALTH MANAGEMENT , CORE WEALTH PLANNING , COWEN FINANCIAL SERVICES , DEVLIN FINANCIAL CONSULTING , EBERLIN FINANCIAL SERVICES , EFC ADVISORS, LLC , ELEVATE WEALTH MANAGEMENT , FAUBOURG PRIVATE WEALTH , FAUBOURG PRIVATE WEALTH - LEMOINE AND ASSOCIATES , FAUBOURG PRIVATE WEALTH ADVISORS , FAUBOURG PRIVATE WEALTH, LLC , FOUNDATION WEALTH PARTNERS , FREEDOM FIRST WEALTH MANAGEMENT , FRIEDMAN FINANCIAL STRATEGIES , HLG WEALTH MANAGEMENT, LLC , HORVATH PLANNING & WEALTH MANAGEMENT, LLC , INTELUS WEALTH MANAGEMENT, LLC , JACKSON WEALTH MANAGEMENT, LLC , KEYSTONE WEALTH MANAGEMENT , LEGACY WEALTH PARTNERS , LEMOINE WEALTH MANAGEMENT, LLC , LEVEL FOUR ADVISORY SERVICES , LEVEL FOUR ADVISORY SERVICES, A DIVISION OF CARR, RIGGS AND INGRAM CAPITAL LLC , LEVEL FOUR ADVISORY SERVICES, LLC , LEVEL FOUR WEALTH MANAGEMENT , MACUDA FINANCIAL GROUP , MARKET SQUARE ADVISORS , MISSION FINANCIAL ADVISORY SERVICES , MISSION FINANCIAL PLANNING , MORTON WEALTH MANAGEMENT , MYDIGITALADVISER , NEW HORIZONS FINANCIAL CONSULTANTS , NORTH POINT FINANCIAL PLANNERS , PIERCE AND GARLAND WEALTH MANAGEMENT , RSM FINANCIAL SOLUTIONS , SA PIGGUSH FINANCIAL CONSULTANTS , SANDBAR INVESTMENT MANAGEMENT , SHERMANINVEST , SJF INVESTMENT MANAGEMENT , SUMMIT FINANCIAL ADVISORS , SUNRISE RETIREMENT & FINANCIAL CONSULTANTS , TRANSFORM 401(K) , V&E WEALTH MANAGEMENT , VIRTUS WEALTH MANAGEMENT

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/03/2006
Arizona Terminated 03/07/2006
California Terminated 03/08/2006
New Jersey Terminated 03/07/2006
New York Terminated 03/07/2006
Pennsylvania Terminated 03/07/2006
Texas Terminated 03/07/2006

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 07/27/2015
Arizona 08/01/2014
Arkansas 03/12/2013
California 01/02/2006
Colorado 05/28/2014
Delaware 01/06/2017
District of Columbia 01/06/2017
Florida 03/12/2012
Georgia 01/02/2014
Illinois 03/03/2006
Indiana 03/07/2014
Iowa 07/27/2015
Kentucky 08/01/2014
Louisiana 06/19/2013
Michigan 07/27/2015
Minnesota 01/29/2014
Mississippi 05/28/2014
Missouri 07/27/2015
Nebraska 03/07/2014
Nevada 01/06/2017
New Jersey 03/29/2006
New Mexico 08/01/2014
New York 07/27/2015
North Carolina 08/01/2014
North Dakota 10/27/2015
Ohio 08/01/2014
Oklahoma 05/02/2013
Oregon 08/01/2014
Pennsylvania 08/01/2014
Rhode Island 10/27/2015
South Carolina 02/03/2014
South Dakota 05/28/2014
Tennessee 08/01/2014
Texas 03/03/2006
Utah 01/06/2017
Virginia 02/21/2008
Washington 08/01/2014
West Virginia 01/06/2017
Wisconsin 04/04/2014
Wyoming 02/12/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser