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Investment Adviser Firm Summary

SAGEPOINT FINANCIAL, INC. (CRD# 133763 / SEC# 8-66771, 801-64721)
Alternate Names: 1ST PALMETTO ADVISORS , A. M. HOERR FINANCIAL , AD ASTRA FINANCIAL GROUP , ADVENT FINANCIAL SERVICES , AIG FINANCIAL ADVISORS, INC. , ALLIED WEALTH MANAGEMENT LLC , ALPHA ADVISING , AMS FINANCIAL GROUP , ANCHOR WEALTH MANAGEMENT INC. , ANGELA MARTIN FINANCIAL , ARUCA FINANCIAL , ASSET WEALTH MANAGEMENT SERVICES, INC. , ASTOR FINANCIAL GROUP , B.E.S. FINANCIAL , BAKER STREET FINANCIAL SERVICES, LLC , BAXTER & ASSOCIATES, INC. , BCF WEALTH STRATEGIES , BETANCOURT FINANCIAL SERVICES , BGA RETIREMENT ADVISORS , BRAZIER HINZ & ASSOCIATES , CAMPER FINANCIAL GROUP , CATAMOUNT WEALTH ADVISORY , CFS ADVISOR TEAM , CODA FINANCIAL GROUP, INC. , COFFMAN WEALTH MANAGEMENT , COLE FINANCIAL , COMMON INTERESTS , COMPREHENSIVE FINANCIAL SERVICES , CURRENT FINANCIAL , CURTIN WEALTH MANAGEMENT , DAKOTA LEGACY FINANCIAL , DAVIS FINANCIAL GROUP , DICOLA FINANCIAL SERVICES MKT NAME , DOMINION EAGLE ADVISOR GROUP , DORAL ASSET MANAGERS INC. , EMERALD FINANCIAL ADVISORS , ESCOBAR FINANCIAL , ESTATE & FINANCIAL CONSULTANTS , EVERGREEN WEALTH MANAGEMENT , EXCELSIOR WEALTH PARTNERS , FIDUCIARY FIRST , FINANCIAL FREEDOM GROUP , FINANCIAL POINTE , FISCHER CHRISTOFF BARTMESS ADVISORS , FLATHERS WEALTH MANAGEMENT , FOCAL POINT FINANCIAL , FOREST HILLS WEALTH , GIGUERE FINANCIAL SERVICES , GLOBAL CAPITAL MANAGEMENT , GMBP WEALTH MANAGEMENT , GREENVILLE FINANCIAL GROUP , GRUCZ FINANCIAL , GUARDIAN ROCK WEALTH , HALE FINANCIAL PLANNING GROUP , HARMAN WEALTH MANAGEMENT INC , HARMONY FINANCIAL SERVICES , HEIGHTS FINANCIAL , HERITAGE INVESTMENTS HINDE ASSET MANAGEMENT , HEYMAN INVESTMENT INC , HILL & ASSOCIATES , HOMANS WEALTH MANAGEMENT , INCOME AND WEALTH ADVISORS AND ASSOCIATES , INKROTT FINANCIAL GROUP , INKROTT FINANCIAL SERVICES , INTEGRATED FINANCIAL CONCEPTS , INTEGRATED RETIREMENT CONCEPTS , IQON WEALTH MANAGEMENT , ISYS FINANCIAL MANAGEMENT , JAMES C. PROTIGAL , JSTEPHENS WEALTH MANAGEMENT , KARP FINANCIAL STRATEGIES , KND FINANCIAL , KRAUSE INVESTMENT ADVISORY GROUP, LLC - PAUL R. KRAUSE , LACHICOTTE, INC. , LEGACY FINANCIAL ADVISORS, INC. , LEGACY FINANCIAL PLANNING , LEWIS AND PALMER FINANCIAL SOLUTIONS GROUP , LIBERTY FINANCIAL ASSOCIATES , LIFELONG FINANCIAL PLANNING , LUTZ WEALTH ADVISORS , M.R. MILLER FINANCIAL , MAIN STREET ADVISORS , MARK S LALIN AND ASSOCIATES , MONARCH WEALTH & RETIREMENT STRATEGIES , MONARCH WEALTH AND RETIREMENT STRATEGIES , MOSAIC WEALTH SOLUTIONS , MY WEALTH DOCTOR , MYERS & INKROTT FINANCIAL GROUP , NACCARATO FINANCIAL GROUP , NAVIGATOR FINANCIAL GROUP , NBS FINANCIAL GROUP , NEST FINANCIAL , NORLAKES FINANCIAL SERVICES , NORTH MAIN FINANCIAL GROUP , NORTHSTAR ASSOCIATES , OAK FINANCIAL ADVISORS , PANTO WEALTH STRATEGIES , PETER GOODWIN PERSONAL WEALTH MANAGEMENT , PILLAR FINANCIAL GROUP , PK FINANCIAL GROUP , PLAN ONE FINANCIAL GROUP , PRESTIGE WEALTH MANAGEMENT , PRIME RETIREMENT ASSET MANAGEMENT , PROGRESSIVE FINANCIAL CONCEPTS , PWM INSURANCE SERVICES , REAL TIME FINANCIAL SOLUTIONS , REHBINE FINANCIAL GROUP , RENAISSANCE WEALTH MANAGEMENT GROUP OF TEXAS , REPAK FINANCIAL SERVICES , RETIREMENT VISIONS , RETIREMENT WISDOM GROUP , SAGE FINANCIAL ADVISORS , SAGEPOINT FINANCIAL, INC. , SENTINEL FINANCIAL GROUP , SHUSTERMAN WEALTH MANAGEMENT , SIGNATURE WEALTH MANAGEMENT , SOUTHEAST RETIREMENT PLANNERS , SPECTRUM INVESTMENT ADVISORS, LLC , STEVES INVESTMENT MANAGEMENT , STORM INVESTMENT SERVICES , STRAIT FINANCIAL ADVICE , STRATEGIC FINANCIAL RESOURCES, LLC - TRAVIS FREY , SUPERIORLAND FINANCIAL PARTNERS , SUSAN SWINEHART & ASSOCIATES FINANCIAL PLANNING AND INVESTMENTS , TETGMEIER2 STUMPUS , THE LANZA FINANCIAL GROUP , THE NBB GROUP , THE OAK FINANCIAL GROUP , THE STOCK SISTERS , TRIOAK FINANCIAL GROUP , TRUSTED ADVISORS GROUP HAWAII , VALLEY FINANCIAL PLANNING , VAN HOOF INVESTMENTS , VECTOR FINANCIAL SOLUTIONS , W.C. HUNDLEY & ASSOCIATES , WEALTH MANAGEMENT SOLUTIONS LLC , WESTERN STATES WEALTH MANAGEMENT , YARGER FLEGAL, INC

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/03/2005

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 10/03/2005
Alaska 09/16/2005
Arizona 03/27/2008
Arkansas 10/05/2005
California 10/03/2005
Colorado 10/03/2005
Connecticut 10/03/2005
Delaware 10/05/2005
District of Columbia 10/03/2005
Florida 10/05/2005
Georgia 10/03/2005
Hawaii 10/03/2005
Idaho 10/03/2005
Illinois 10/31/2005
Indiana 10/03/2005
Iowa 10/05/2005
Kansas 10/03/2005
Kentucky 10/03/2005
Louisiana 10/03/2005
Maine 10/03/2005
Maryland 10/03/2005
Massachusetts 03/27/2008
Michigan 10/03/2005
Minnesota 10/03/2005
Mississippi 10/03/2005
Missouri 10/03/2005
Montana 10/03/2005
Nebraska 10/03/2005
Nevada 10/03/2005
New Hampshire 10/03/2005
New Jersey 09/29/2005
New Mexico 10/03/2005
New York 10/03/2005
North Carolina 10/03/2005
North Dakota 10/03/2005
Ohio 10/03/2005
Oklahoma 10/03/2005
Oregon 03/27/2008
Pennsylvania 03/27/2008
Puerto Rico 03/27/2008
Rhode Island 10/03/2005
South Carolina 10/03/2005
South Dakota 10/05/2005
Tennessee 10/03/2005
Texas 10/03/2005
Utah 10/03/2005
Vermont 10/03/2005
Virgin Islands 01/08/2009
Virginia 10/03/2005
Washington 10/03/2005
West Virginia 10/03/2005
Wisconsin 10/21/2005
Wyoming 07/06/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser