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Investment Adviser Firm Summary

CAMBRIA CAPITAL, LLC (CRD# 133760 / SEC# 8-66768, 801-112108)
Alternate Names: CAMBRIA CAPITAL LLC , CAMBRIA CAPITAL, LLC , MY IPO , READY ROUND

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/01/2017
Arizona Terminated 12/06/2017
California Terminated 01/05/2018
Illinois Terminated 12/01/2017
Missouri Terminated 12/06/2017
Oregon Terminated 12/01/2017
Utah Terminated 12/06/2017

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 12/12/2017
Arkansas 06/19/2018
California 12/01/2017
Colorado 12/01/2017
Connecticut 12/12/2017
Florida 12/01/2017
Georgia 12/01/2017
Hawaii 12/12/2017
Illinois 12/01/2017
Indiana 07/27/2018
Louisiana 12/12/2017
Maryland 12/12/2017
Massachusetts 12/12/2017
Michigan 02/22/2018
Minnesota 01/24/2018
Missouri 12/01/2017
Nevada 12/12/2017
New Hampshire 02/22/2018
New Jersey 03/14/2018
New Mexico 03/19/2018
New York 12/12/2017
North Carolina 12/14/2017
Oklahoma 12/12/2017
Oregon 12/01/2017
Pennsylvania 12/12/2017
Rhode Island 12/12/2017
South Carolina 12/01/2017
Tennessee 12/12/2017
Texas 12/01/2017
Utah 12/01/2017
Virginia 12/01/2017
Washington 12/01/2017
Wisconsin 02/22/2018
Wyoming 01/25/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser