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Investment Adviser Firm Summary

UNITED ADVISORS, LLC (CRD# 133668 / SEC# 801-66754)
Alternate Names: DELMARVA FINANCIAL GROUP , KORSA NZIDEE , LUNDEEN ABRAMS ADVISORS , ROSNER CAPITAL , THE LIFSCHUTZ GROUP , UNITED ADVISORS , UNITED ADVISORS PRIVATE CLIENT GROUP , UNITED ADVISORS WEALTH MANAGEMENT , UNITED ADVISORS, LLC , UNITED ATLANTIC ADVISORS, LLC , UNITED ATLANTIC ASSET STRATEGIES, LLC , UNITED ATLANTIC CAPITAL , WACKER WEALTH MANAGEMENT , WEALTH PLAN NETWORK

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/26/2006
Rhode Island Terminated 06/29/2006

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 10/12/2009
Connecticut 01/24/2011
Florida 09/26/2007
Illinois 08/02/2012
Kentucky 03/31/2015
Maryland 10/18/2013
Michigan 07/03/2007
Minnesota 03/24/2014
Nebraska 04/05/2010
New Hampshire 03/30/2010
New Jersey 06/01/2006
New York 03/02/2009
North Carolina 03/31/2015
Ohio 09/29/2006
Pennsylvania 09/25/2007
Rhode Island 05/26/2006
Texas 09/25/2007
Utah 03/31/2015
Vermont 05/26/2006
Virginia 03/31/2015

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser