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Investment Adviser Firm Summary

1919 INVESTMENT COUNSEL, LLC (CRD# 133370 / SEC# 801-63656)
Alternate Names: 1919 INVESTMENT COUNSEL , 1919 INVESTMENT COUNSEL, LLC , ARTHUR KARAFIN INVESTMENT ADVISORS , LEGG MASON INVESTMENT COUNSEL, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/24/2004

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 06/29/2007
Alaska 06/29/2007
Arizona 02/08/2005
Arkansas 03/29/2018
California 02/08/2005
Colorado 02/08/2005
Connecticut 02/08/2005
Delaware 02/15/2005
District of Columbia 02/08/2005
Florida 02/09/2005
Georgia 02/08/2005
Hawaii 06/29/2007
Idaho 06/29/2007
Illinois 01/04/2005
Indiana 06/29/2006
Iowa 05/23/2014
Kansas 06/29/2007
Kentucky 02/08/2005
Louisiana 02/08/2005
Maine 02/08/2005
Maryland 02/08/2005
Massachusetts 02/16/2005
Michigan 02/08/2005
Minnesota 08/03/2007
Mississippi 06/29/2007
Missouri 02/08/2005
Montana 06/29/2007
Nebraska 05/23/2014
Nevada 03/30/2016
New Hampshire 02/08/2005
New Jersey 03/10/2005
New Mexico 02/08/2005
New York 01/03/2005
North Carolina 02/08/2005
Ohio 01/03/2005
Oklahoma 01/03/2005
Oregon 06/29/2006
Pennsylvania 01/03/2005
Rhode Island 02/08/2005
South Carolina 02/08/2005
Tennessee 05/23/2014
Texas 01/03/2005
Utah 06/28/2013
Vermont 02/08/2005
Virginia 02/08/2005
Washington 02/08/2005
West Virginia 03/31/2015
Wisconsin 02/08/2005

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser