at


Investment Adviser Firm Summary

GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC (CRD# 133088 / SEC# 801-79500)
Alternate Names: GARDEN STATE INVESTMENT ADVISORY SERVICES LLC , GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC , LA BOIS PARTNERS

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/23/2014
Idaho Terminated 04/25/2014
New Jersey Terminated 05/01/2014

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/29/2018
Arizona 04/25/2014
Arkansas 03/29/2018
California 04/25/2014
Colorado 04/25/2014
Connecticut 04/25/2014
Delaware 04/25/2014
District of Columbia 03/29/2018
Florida 04/25/2014
Georgia 04/25/2014
Hawaii 03/29/2018
Idaho 04/23/2014
Illinois 04/29/2014
Indiana 04/25/2014
Iowa 04/25/2014
Kansas 03/29/2018
Kentucky 03/29/2018
Louisiana 04/25/2014
Maine 03/29/2018
Maryland 04/25/2014
Massachusetts 04/25/2014
Michigan 04/25/2014
Minnesota 04/25/2014
Mississippi 03/29/2018
Missouri 04/25/2014
Montana 03/29/2018
Nebraska 03/29/2018
Nevada 04/25/2014
New Hampshire 03/29/2018
New Jersey 05/01/2014
New Mexico 03/29/2018
New York 04/25/2014
North Carolina 03/29/2018
Ohio 03/29/2018
Oklahoma 03/29/2018
Oregon 04/25/2014
Pennsylvania 04/25/2014
Rhode Island 04/25/2014
South Carolina 09/23/2014
South Dakota 03/29/2018
Tennessee 04/25/2014
Texas 04/25/2014
Utah 03/29/2018
Vermont 03/29/2018
Virginia 04/25/2014
Washington 04/25/2014
West Virginia 03/29/2018
Wisconsin 04/25/2014
Wyoming 03/29/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser