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Investment Adviser Firm Summary

JACKSON FINANCIAL SERVICES, LLC (CRD# 132252 / SEC# 801-63379)
Alternate Names: JACKSON FINANCIAL SERVICES, LLC , JACKSON FINANCIAL, L.L.C

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/30/2004

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 07/30/2004
Connecticut 07/30/2004
Florida 07/30/2004
Illinois 07/30/2004
Louisiana 07/30/2004
Maryland 07/30/2004
Massachusetts 07/30/2004
Michigan 02/21/2006
New Hampshire 07/30/2004
New York 02/21/2006
North Carolina 07/30/2004
Ohio 02/21/2006
Pennsylvania 02/21/2006
South Carolina 07/30/2004
Tennessee 02/22/2006
Texas 07/30/2004
Virginia 07/30/2004
Washington 07/30/2004
Wisconsin 02/21/2006

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser