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Investment Adviser Firm Summary

WESTWOOD ADVISORS, L.L.C (CRD# 132162 / SEC# 801-63410)
Alternate Names: MCCARTHY GROUP ADVISORS, L.L.C. , WESTWOOD ADVISORS, L.L.C , WESTWOOD WEALTH MANAGEMENT , WESTWOOD WEALTHCOACH

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/01/2004

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 09/15/2017
Arkansas 09/15/2017
California 09/14/2018
Colorado 09/15/2017
Connecticut 09/15/2017
Florida 09/15/2017
Georgia 09/15/2017
Illinois 06/07/2005
Iowa 08/24/2004
Maryland 09/15/2017
Nebraska 07/01/2004
Nevada 10/31/2006
New Hampshire 09/15/2017
New Jersey 10/05/2017
New Mexico 09/15/2017
New York 09/15/2017
North Carolina 09/15/2017
Ohio 09/14/2018
Oklahoma 09/15/2017
South Dakota 09/14/2018
Texas 07/01/2004
Virginia 09/15/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser