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Investment Adviser Firm Summary

EATON VANCE INVESTMENT COUNSEL (CRD# 132047 / SEC# 801-63334)
Alternate Names: EATON VANCE INVESTMENT COUNSEL

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/13/2004

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 08/04/2004
Alaska 08/06/2004
Arizona 08/04/2004
Arkansas 08/06/2004
California 08/04/2004
Colorado 08/04/2004
Connecticut 08/04/2004
Delaware 08/04/2004
District of Columbia 08/04/2004
Florida 08/05/2004
Georgia 08/04/2004
Hawaii 08/04/2004
Idaho 08/04/2004
Illinois 08/10/2004
Indiana 08/04/2004
Iowa 08/09/2004
Kansas 08/04/2004
Kentucky 08/04/2004
Louisiana 08/04/2004
Maine 08/04/2004
Maryland 08/04/2004
Massachusetts 07/13/2004
Michigan 08/04/2004
Minnesota 08/10/2004
Mississippi 08/04/2004
Missouri 08/04/2004
Montana 08/04/2004
Nebraska 08/04/2004
Nevada 08/04/2004
New Hampshire 08/04/2004
New Jersey 08/17/2004
New Mexico 08/04/2004
New York 08/04/2004
North Carolina 08/04/2004
North Dakota 08/04/2004
Ohio 08/04/2004
Oklahoma 08/04/2004
Oregon 08/04/2004
Pennsylvania 08/04/2004
Puerto Rico 08/04/2004
Rhode Island 08/04/2004
South Carolina 08/04/2004
South Dakota 08/16/2004
Tennessee 08/05/2004
Texas 08/04/2004
Utah 08/04/2004
Vermont 08/04/2004
Virginia 08/04/2004
Washington 08/04/2004
West Virginia 08/04/2004
Wisconsin 08/04/2004

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser