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Investment Adviser Firm Summary

R.T. JONES CAPITAL EQUITIES MANAGEMENT INC. (CRD# 131804 / SEC# 801-63242)
Alternate Names: ARTESYS , R.T. JONES CAPITAL EQUITIES MANAGEMENT INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/09/2004

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/25/2009
Arizona 08/03/2004
Arkansas 01/30/2014
California 08/03/2004
Colorado 03/25/2009
Connecticut 01/25/2012
Delaware 03/18/2011
District of Columbia 07/09/2004
Florida 08/04/2004
Georgia 01/31/2012
Hawaii 03/27/2015
Idaho 03/25/2011
Illinois 07/14/2004
Indiana 08/03/2004
Iowa 10/05/2011
Kansas 12/03/2012
Kentucky 03/18/2011
Louisiana 03/18/2011
Maine 09/19/2018
Maryland 07/09/2004
Massachusetts 03/13/2012
Michigan 07/09/2004
Minnesota 08/10/2004
Mississippi 05/12/2014
Missouri 07/09/2004
Montana 05/12/2014
Nebraska 07/09/2004
Nevada 03/16/2012
New Hampshire 01/28/2015
New Jersey 08/17/2004
New Mexico 10/15/2009
New York 11/17/2011
North Carolina 01/31/2012
North Dakota 05/24/2013
Ohio 04/08/2011
Oklahoma 12/03/2012
Oregon 06/21/2011
Pennsylvania 03/18/2011
South Carolina 04/08/2011
Tennessee 08/04/2004
Texas 08/03/2004
Utah 08/24/2009
Virginia 03/18/2011
Washington 03/18/2011
West Virginia 04/10/2012
Wisconsin 07/18/2013

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser